REG - Barclays PLC Hargreaves Lansdown - Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace
24/03/2025 07:45
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RNS Number : 8370B Barclays PLC 24 March 2025
FORM 8.5 (EPT/NON-RI)
This form amends RNS number 2958Q published at 11:30 on 29/05/2024, changes
made to section 2a and 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose HARGREAVES LANSDOWN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt HARGREAVES LANSDOWN PLC
principal trader is connected
(d) Date position held/dealing undertaken: 28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.4p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 847,669 0.18% 9,171,104 1.93%
(2) Cash-settled derivatives: 9,240,206 1.95% 636,500 0.13%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
10,087,875 2.13% 9,807,604 2.07%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
0.4p ordinary Purchase 478728 11.0500 GBP 10.6550 GBP
0.4p ordinary Sale 301598 11.0500 GBP 10.6550 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
0.4p ordinary CFD Increasing Short 389 10.7103 GBP
0.4p ordinary CFD Increasing Short 19,888 10.7158 GBP
0.4p ordinary CFD Increasing Short 4,686 10.7364 GBP
0.4p ordinary SWAP Decreasing Short 6,107 10.8883 GBP
0.4p ordinary SWAP Decreasing Short 478 10.9858 GBP
0.4p ordinary SWAP Opening Long 1,397 10.7774 GBP
0.4p ordinary SWAP Decreasing Long 11 11.0254 GBP
0.4p ordinary SWAP Increasing Long 466 10.7128 GBP
0.4p ordinary SWAP Decreasing Long 3,545 10.7166 GBP
0.4p ordinary SWAP Decreasing Short 310 10.8830 GBP
0.4p ordinary SWAP Increasing Long 830 10.6595 GBP
0.4p ordinary SWAP Increasing Long 10,397 10.7150 GBP
0.4p ordinary SWAP Decreasing Long 5,857 10.8594 GBP
0.4p ordinary SWAP Increasing Short 314 10.9700 GBP
0.4p ordinary SWAP Increasing Long 2,678 10.8432 GBP
0.4p ordinary SWAP Increasing Long 24,195 10.8836 GBP
0.4p ordinary SWAP Increasing Long 804 10.8965 GBP
0.4p ordinary SWAP Increasing Long 143 11.0000 GBP
0.4p ordinary SWAP Decreasing Long 29,577 10.7167 GBP
0.4p ordinary SWAP Decreasing Long 28,399 10.7180 GBP
0.4p ordinary SWAP Decreasing Long 34,835 10.7973 GBP
0.4p ordinary SWAP Decreasing Long 1,200 10.8258 GBP
0.4p ordinary SWAP Increasing Long 12,150 10.7149 GBP
0.4p ordinary SWAP Increasing Long 756 10.8023 GBP
0.4p ordinary SWAP Decreasing Long 28,795 10.7150 GBP
0.4p ordinary SWAP Decreasing Long 14,525 10.7350 GBP
0.4p ordinary SWAP Decreasing Long 44,969 10.7388 GBP
0.4p ordinary SWAP Decreasing Long 16,564 10.8568 GBP
0.4p ordinary SWAP Decreasing Long 22,948 10.8858 GBP
0.4p ordinary SWAP Decreasing Long 2,785 10.9598 GBP
0.4p ordinary SWAP Decreasing Long 8,458 10.9841 GBP
0.4p ordinary SWAP Decreasing Long 270 10.7029 GBP
0.4p ordinary SWAP Decreasing Long 876 10.8303 GBP
0.4p ordinary SWAP Decreasing Long 584 10.9178 GBP
0.4p ordinary SWAP Decreasing Long 2,063 10.9233 GBP
0.4p ordinary SWAP Decreasing Long 1,161 10.9572 GBP
0.4p ordinary SWAP Decreasing Long 2,289 10.9839 GBP
0.4p ordinary SWAP Decreasing Long 1,843 10.9917 GBP
0.4p ordinary SWAP Decreasing Long 5,272 11.0002 GBP
0.4p ordinary SWAP Decreasing Short 800 10.9460 GBP
0.4p ordinary SWAP Increasing Short 1,525 10.7158 GBP
0.4p ordinary SWAP Decreasing Short 1,115 10.8804 GBP
0.4p ordinary SWAP Decreasing Short 2,989 10.8884 GBP
0.4p ordinary SWAP Decreasing Short 232 10.9857 GBP
0.4p ordinary SWAP Opening Long 163 10.7101 GBP
0.4p ordinary SWAP Increasing Long 2,691 10.9176 GBP
0.4p ordinary SWAP Increasing Long 25,430 10.8687 GBP
0.4p ordinary SWAP Increasing Long 253 10.9950 GBP
0.4p ordinary SWAP Decreasing Long 32,118 10.7150 GBP
0.4p ordinary SWAP Decreasing Long 9,237 10.9839 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Mar 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
`
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