REG - Barclays PLC Hargreaves Lansdown - Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Hargreaves LansdownAnnouncement

24/03/2025 07:45

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RNS Number : 8371B  Barclays PLC  24 March 2025

 FORM 8.5 (EPT/NON-RI)
 This form amends RNS number 0649R published at 11:34 on 04/06/2024, changes
 made to section 3a
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                         HARGREAVES LANSDOWN PLC

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                     HARGREAVES LANSDOWN PLC

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                               03 Jun 2024
 (e)                In addition to the company in 1(b) above, is the exempt principal                    NO

 trader making disclosures in respect of any other party to the offer?
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                             0.4p ordinary
                                                                                                         Interests                   Short Positions
                    Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                        703,159       0.15%         8,858,590     1.87%
 (2) Cash-settled derivatives:                                                                           8,927,604     1.88%         565,192       0.12%
 (3) Stock-settled derivatives (including options) and agreements to                                     0             0.00%         0             0.00%
 purchase/sell:
                                                                                                         9,630,763     2.03%         9,423,782     1.99%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 0.4p ordinary      Purchase                   760489                         10.7950  GBP               10.6100  GBP
 0.4p ordinary      Sale                       356102                         10.7724  GBP               10.6100  GBP

 (b)                Cash-settled derivative transactions
 Class of           Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 0.4p ordinary      CFD                        Decreasing Short               3,253                      10.6400  GBP
 0.4p ordinary      CFD                        Decreasing Short               1,631                      10.6968  GBP
 0.4p ordinary      CFD                        Decreasing Short               290                        10.7440  GBP
 0.4p ordinary      CFD                        Increasing Short               4,884                      10.6966  GBP
 0.4p ordinary      SWAP                       Decreasing Short               4,161                      10.6853  GBP
 0.4p ordinary      SWAP                       Decreasing Short               440                        10.6898  GBP
 0.4p ordinary      SWAP                       Opening Long                   1,371                      10.6619  GBP
 0.4p ordinary      SWAP                       Decreasing Short               90                         10.6568  GBP
 0.4p ordinary      SWAP                       Increasing Long                1,505                      10.6400  GBP
 0.4p ordinary      SWAP                       Decreasing Long                2,946                      10.6805  GBP
 0.4p ordinary      SWAP                       Decreasing Long                5,412                      10.6976  GBP
 0.4p ordinary      SWAP                       Increasing Long                8,398                      10.6400  GBP
 0.4p ordinary      SWAP                       Increasing Long                54                         10.7000  GBP
 0.4p ordinary      SWAP                       Increasing Long                2,496                      10.7343  GBP
 0.4p ordinary      SWAP                       Decreasing Long                166                        10.6250  GBP
 0.4p ordinary      SWAP                       Decreasing Long                274                        10.6350  GBP
 0.4p ordinary      SWAP                       Decreasing Long                84,654                     10.6401  GBP
 0.4p ordinary      SWAP                       Decreasing Long                96,495                     10.6593  GBP
 0.4p ordinary      SWAP                       Decreasing Long                1,074                      10.6928  GBP
 0.4p ordinary      SWAP                       Decreasing Long                1,633                      10.7334  GBP
 0.4p ordinary      SWAP                       Increasing Long                1                          10.6399  GBP
 0.4p ordinary      SWAP                       Increasing Long                39                         10.7199  GBP
 0.4p ordinary      SWAP                       Increasing Long                759                        10.7245  GBP
 0.4p ordinary      SWAP                       Increasing Long                226                        10.7781  GBP
 0.4p ordinary      SWAP                       Increasing Long                102                        10.7799  GBP
 0.4p ordinary      SWAP                       Decreasing Long                443                        10.6174  GBP
 0.4p ordinary      SWAP                       Decreasing Long                858                        10.6214  GBP
 0.4p ordinary      SWAP                       Decreasing Long                1,534                      10.6347  GBP
 0.4p ordinary      SWAP                       Decreasing Long                20,047                     10.6368  GBP
 0.4p ordinary      SWAP                       Decreasing Long                14,474                     10.6400  GBP
 0.4p ordinary      SWAP                       Decreasing Long                8,265                      10.6414  GBP
 0.4p ordinary      SWAP                       Decreasing Long                518                        10.6482  GBP
 0.4p ordinary      SWAP                       Decreasing Long                4,611                      10.7289  GBP
 0.4p ordinary      SWAP                       Decreasing Long                1,650                      10.6266  GBP
 0.4p ordinary      SWAP                       Decreasing Long                550                        10.6647  GBP
 0.4p ordinary      SWAP                       Decreasing Long                4,718                      10.6708  GBP
 0.4p ordinary      SWAP                       Decreasing Long                4,511                      10.6733  GBP
 0.4p ordinary      SWAP                       Decreasing Long                21,079                     10.6784  GBP
 0.4p ordinary      SWAP                       Decreasing Long                3,411                      10.6815  GBP
 0.4p ordinary      SWAP                       Decreasing Long                10,365                     10.6836  GBP
 0.4p ordinary      SWAP                       Decreasing Long                23,478                     10.6882  GBP
 0.4p ordinary      SWAP                       Decreasing Long                9,889                      10.6949  GBP
 0.4p ordinary      SWAP                       Decreasing Long                2,487                      10.7033  GBP
 0.4p ordinary      SWAP                       Decreasing Long                250                        10.7245  GBP
 0.4p ordinary      SWAP                       Decreasing Short               527                        10.6780  GBP
 0.4p ordinary      SWAP                       Increasing Long                580                        10.6263  GBP
 0.4p ordinary      SWAP                       Increasing Long                8,135                      10.6390  GBP
 0.4p ordinary      SWAP                       Increasing Long                812                        10.6397  GBP
 0.4p ordinary      SWAP                       Increasing Long                5,265                      10.6473  GBP
 0.4p ordinary      SWAP                       Increasing Long                8,577                      10.7129  GBP
 0.4p ordinary      SWAP                       Decreasing Long                78,172                     10.6400  GBP
 0.4p ordinary      SWAP                       Decreasing Long                42,830                     10.6496  GBP
 0.4p ordinary      SWAP                       Decreasing Long                205                        10.7100  GBP
 0.4p ordinary      SWAP                       Decreasing Long                9,742                      10.6397  GBP

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                     NO
 Date of disclosure:                                                                                     21 Mar 2025
 Contact name:                                                                                           Large Holdings Regulatory Operations
 Telephone number:                                                                                       020 3134 7213

 

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