REG - Barclays PLC Hargreaves Lansdown - Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace
24/03/2025 07:45
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RNS Number : 8374B Barclays PLC 24 March 2025
FORM 8.5 (EPT/NON-RI)
This form amends RNS number 4233T published at 11:25 on 21/06/2024, changes
made to section 2a and 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose HARGREAVES LANSDOWN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt HARGREAVES LANSDOWN PLC
principal trader is connected
(d) Date position held/dealing undertaken: 20 Jun 2024
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.4p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 739,756 0.16% 6,383,753 1.35%
(2) Cash-settled derivatives: 6,534,882 1.38% 642,423 0.14%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
7,274,638 1.53% 7,026,176 1.48%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
0.4p ordinary Purchase 809819 11.6687 GBP 11.2744 GBP
0.4p ordinary Sale 592914 11.6478 GBP 11.3399 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
0.4p ordinary SWAP Decreasing Short 1,035 11.3526 GBP
0.4p ordinary CFD Decreasing Short 8,945 11.4600 GBP
0.4p ordinary CFD Increasing Short 8,945 11.3400 GBP
0.4p ordinary CFD Increasing Short 26,082 11.3410 GBP
0.4p ordinary CFD Increasing Short 30,000 11.3709 GBP
0.4p ordinary CFD Increasing Short 607 11.4303 GBP
0.4p ordinary CFD Increasing Short 1,499 11.6014 GBP
0.4p ordinary SWAP Increasing Short 140 11.5594 GBP
0.4p ordinary SWAP Opening Long 122,969 11.3767 GBP
0.4p ordinary SWAP Decreasing Long 34,068 11.4297 GBP
0.4p ordinary SWAP Increasing Long 18,264 11.3438 GBP
0.4p ordinary SWAP Increasing Long 5,138 11.3747 GBP
0.4p ordinary SWAP Increasing Long 48,556 11.4635 GBP
0.4p ordinary SWAP Increasing Long 12,647 11.4725 GBP
0.4p ordinary SWAP Increasing Long 611 11.5567 GBP
0.4p ordinary SWAP Decreasing Long 153,716 11.3400 GBP
0.4p ordinary SWAP Decreasing Long 68,358 11.3408 GBP
0.4p ordinary SWAP Decreasing Long 15,406 11.4245 GBP
0.4p ordinary SWAP Decreasing Long 69,980 11.4628 GBP
0.4p ordinary SWAP Decreasing Long 1,495 11.5849 GBP
0.4p ordinary SWAP Increasing Long 39,646 11.3399 GBP
0.4p ordinary SWAP Increasing Long 1,756 11.4007 GBP
0.4p ordinary SWAP Increasing Long 28,733 11.5004 GBP
0.4p ordinary SWAP Increasing Long 9,500 11.5223 GBP
0.4p ordinary SWAP Increasing Long 140 11.5445 GBP
0.4p ordinary SWAP Increasing Long 2,217 11.5660 GBP
0.4p ordinary SWAP Increasing Long 268 11.5934 GBP
0.4p ordinary SWAP Decreasing Long 9,781 11.3797 GBP
0.4p ordinary SWAP Decreasing Long 214 11.4440 GBP
0.4p ordinary SWAP Decreasing Long 1,303 11.4935 GBP
0.4p ordinary SWAP Decreasing Long 2,670 11.4988 GBP
0.4p ordinary SWAP Decreasing Long 52,700 11.5000 GBP
0.4p ordinary SWAP Decreasing Long 17,175 11.5001 GBP
0.4p ordinary SWAP Increasing Short 375 11.3974 GBP
0.4p ordinary SWAP Increasing Long 3,804 11.5817 GBP
0.4p ordinary SWAP Increasing Long 4,832 11.6687 GBP
0.4p ordinary SWAP Decreasing Long 8,224 11.3529 GBP
0.4p ordinary SWAP Increasing Long 2,316 11.5817 GBP
0.4p ordinary SWAP Increasing Long 2,942 11.6687 GBP
0.4p ordinary SWAP Decreasing Long 5,008 11.3529 GBP
0.4p ordinary SWAP Increasing Long 11,990 11.3719 GBP
0.4p ordinary SWAP Increasing Long 35,973 11.4453 GBP
0.4p ordinary SWAP Increasing Long 20,343 11.4552 GBP
0.4p ordinary SWAP Decreasing Long 63,847 11.3400 GBP
0.4p ordinary SWAP Decreasing Long 525 11.3515 GBP
0.4p ordinary SWAP Decreasing Long 195 11.6150 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Mar 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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