REG - Barclays PLC Hargreaves Lansdown - Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace
24/03/2025 07:45
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RNS Number : 8377B Barclays PLC 24 March 2025
FORM 8.5 (EPT/NON-RI)
This form amends RNS number 6018T published at 11:12 on 24/06/2024, changes
made to section 2a and 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose HARGREAVES LANSDOWN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt HARGREAVES LANSDOWN PLC
principal trader is connected
(d) Date position held/dealing undertaken: 21 Jun 2024
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.4p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 712,083 0.15% 6,220,628 1.31%
(2) Cash-settled derivatives: 6,360,889 1.34% 642,321 0.14%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
7,072,972 1.49% 6,862,949 1.45%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
0.4p ordinary Purchase 585361 11.3526 GBP 11.0000 GBP
0.4p ordinary Sale 449909 11.3500 GBP 11.0000 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
0.4p ordinary SWAP Decreasing Short 5,000 11.0000 GBP
0.4p ordinary SWAP Decreasing Short 1,025 11.3310 GBP
0.4p ordinary CFD Increasing Short 982 11.2837 GBP
0.4p ordinary SWAP Decreasing Short 184 11.3003 GBP
0.4p ordinary SWAP Increasing Long 3,928 11.3247 GBP
0.4p ordinary SWAP Closing Long 6,626 11.3350 GBP
0.4p ordinary SWAP Increasing Long 16,704 11.3222 GBP
0.4p ordinary SWAP Increasing Long 45,832 11.3350 GBP
0.4p ordinary SWAP Closing Long 151,437 11.3342 GBP
0.4p ordinary SWAP Increasing Long 48,754 11.2849 GBP
0.4p ordinary SWAP Increasing Long 74,145 11.2880 GBP
0.4p ordinary SWAP Increasing Long 7,626 11.3090 GBP
0.4p ordinary SWAP Increasing Long 8,995 11.3123 GBP
0.4p ordinary SWAP Increasing Long 2,985 11.3160 GBP
0.4p ordinary SWAP Increasing Long 1,249 11.3195 GBP
0.4p ordinary SWAP Increasing Long 272 11.3350 GBP
0.4p ordinary SWAP Decreasing Long 28,496 11.2937 GBP
0.4p ordinary SWAP Decreasing Long 16,348 11.3118 GBP
0.4p ordinary SWAP Decreasing Long 284 11.3200 GBP
0.4p ordinary SWAP Decreasing Long 7,864 11.3242 GBP
0.4p ordinary SWAP Decreasing Long 283 11.3250 GBP
0.4p ordinary SWAP Decreasing Long 2,442 11.3274 GBP
0.4p ordinary SWAP Decreasing Long 38,756 11.3312 GBP
0.4p ordinary SWAP Decreasing Long 6 11.3400 GBP
0.4p ordinary SWAP Decreasing Long 1,196 11.3442 GBP
0.4p ordinary SWAP Increasing Long 12 11.3149 GBP
0.4p ordinary SWAP Increasing Long 502 11.3243 GBP
0.4p ordinary SWAP Increasing Long 246 11.3253 GBP
0.4p ordinary SWAP Increasing Long 2,752 11.3435 GBP
0.4p ordinary SWAP Increasing Long 1,208 11.3478 GBP
0.4p ordinary SWAP Decreasing Long 3,080 11.3289 GBP
0.4p ordinary SWAP Decreasing Long 90,499 11.3350 GBP
0.4p ordinary SWAP Increasing Short 125 11.2841 GBP
0.4p ordinary SWAP Decreasing Long 199 11.3312 GBP
0.4p ordinary SWAP Decreasing Long 121 11.3312 GBP
0.4p ordinary SWAP Increasing Long 1,159 11.2945 GBP
0.4p ordinary SWAP Increasing Long 2,646 11.3099 GBP
0.4p ordinary SWAP Increasing Long 50,889 11.3350 GBP
0.4p ordinary SWAP Decreasing Long 358 11.3125 GBP
0.4p ordinary SWAP Decreasing Long 1,980 11.3222 GBP
0.4p ordinary SWAP Decreasing Long 538 11.3250 GBP
0.4p ordinary SWAP Decreasing Long 1,295 11.3252 GBP
0.4p ordinary SWAP Decreasing Long 95,261 11.3333 GBP
0.4p ordinary SWAP Decreasing Long 1,828 11.3595 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Mar 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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