REG - Barclays PLC Hargreaves Lansdown - Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

Hargreaves LansdownAnnouncement

24/03/2025 07:45

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RNS Number : 8386B  Barclays PLC  24 March 2025

 FORM 8.5 (EPT/NON-RI)
 This form amends RNS number 9668W published at 11:34 on 18/07/2024 , changes
 made to section 3a
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                         HARGREAVES LANSDOWN PLC

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                     HARGREAVES LANSDOWN PLC

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                               17 Jul 2024
 (e)                In addition to the company in 1(b) above, is the exempt principal                    NO

 trader making disclosures in respect of any other party to the offer?
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                             0.4p ordinary
                                                                                                         Interests                   Short Positions
                    Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                        770,550       0.16%         4,487,926     0.95%
 (2) Cash-settled derivatives:                                                                           4,358,444     0.92%         567,555       0.12%
 (3) Stock-settled derivatives (including options) and agreements to                                     0             0.00%         0             0.00%
 purchase/sell:
                                                                                                         5,128,994     1.08%         5,055,481     1.07%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 0.4p ordinary      Purchase                   321248                         10.9400  GBP               10.8200  GBP
 0.4p ordinary      Sale                       346333                         10.9200  GBP               10.8200  GBP

 (b)                Cash-settled derivative transactions
 Class of           Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 0.4p ordinary      CFD                        Decreasing Short               4,817                      10.9090  GBP
 0.4p ordinary      CFD                        Increasing Short               3,882                      10.8911  GBP
 0.4p ordinary      SWAP                       Increasing Short               603                        10.8550  GBP
 0.4p ordinary      SWAP                       Increasing Long                7,230                      10.8846  GBP
 0.4p ordinary      SWAP                       Increasing Long                377                        10.8936  GBP
 0.4p ordinary      SWAP                       Increasing Long                496                        10.8955  GBP
 0.4p ordinary      SWAP                       Increasing Long                145                        10.9000  GBP
 0.4p ordinary      SWAP                       Increasing Long                856                        10.9012  GBP
 0.4p ordinary      SWAP                       Increasing Long                13,736                     10.9100  GBP
 0.4p ordinary      SWAP                       Decreasing Long                1,338                      10.8609  GBP
 0.4p ordinary      SWAP                       Decreasing Long                6,558                      10.8735  GBP
 0.4p ordinary      SWAP                       Decreasing Long                660                        10.8882  GBP
 0.4p ordinary      SWAP                       Increasing Long                8,063                      10.8813  GBP
 0.4p ordinary      SWAP                       Increasing Long                9,109                      10.9099  GBP
 0.4p ordinary      SWAP                       Decreasing Long                44                         10.8450  GBP
 0.4p ordinary      SWAP                       Decreasing Long                37                         10.8576  GBP
 0.4p ordinary      SWAP                       Decreasing Long                70                         10.8759  GBP
 0.4p ordinary      SWAP                       Decreasing Long                16,635                     10.9100  GBP
 0.4p ordinary      SWAP                       Decreasing Short               23,659                     10.9078  GBP
 0.4p ordinary      SWAP                       Increasing Long                2,619                      10.8990  GBP
 0.4p ordinary      SWAP                       Increasing Long                680                        10.9000  GBP
 0.4p ordinary      SWAP                       Increasing Long                3,282                      10.9100  GBP
 0.4p ordinary      SWAP                       Decreasing Long                6,692                      10.8704  GBP
 0.4p ordinary      SWAP                       Decreasing Long                3,419                      10.9100  GBP

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                     NO
 Date of disclosure:                                                                                     19 Mar 2025
 Contact name:                                                                                           Large Holdings Regulatory Operations
 Telephone number:                                                                                       020 3134 7213

 

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