REG - Goldman Sachs (EPT) Hargreaves Lansdown - Form 8.5 (EPT/RI) - Hargreaves Lansdown

Hargreaves LansdownAnnouncement

09/01/2025 11:15

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RNS Number : 7747S  GoldmanSachs International  09 January 2025

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  HARGREAVES LANSDOWN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        HARP BIDCO LIMITED (A NEWLY FORMED COMPANY TO BE INDIRECTLY OWNED BY CVC
 connected:                                                                      PRIVATE EQUITY FUNDS, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS
                                                                                 GENERAL PARTNER, NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC
                                                                                 LIMITED)
 (d) Date dealing undertaken:                                                    08 January 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.4p ordinary               Purchases         52,414                      11.0052 GBP                           10.9772 GBP
 0.4p ordinary               Sales             86,347                      11.0050 GBP                           10.9875 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.4p ordinary               CFD                  Increasing a short position                                                    2,158                           10.9772 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    2,067                           10.9772 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    316                             10.9772 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    1,798                           10.9772 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      8                               10.9875 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      91                              10.9910 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    3,386                           10.9970 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      1,220                           10.9990 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      33                              10.9994 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      3                               11.0000 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      1,938                           11.0014 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      16,687                          11.0039 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      3,345                           11.0041 GBP
 0.4p ordinary               CFD                  Reducing a short position                                                      5,000                           11.0041 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    659                             11.0052 GBP
 0.4p ordinary               CFD                  Increasing a short position                                                    23                              11.0067 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  09 January 2025
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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