REG - Hargreaves Lansdown - Director/PDMR Shareholding

Hargreaves LansdownAnnouncement

29/10/2021 07:05

RNS Number : 6463Q
  
Hargreaves Lansdown PLC
  
29 October 2021
  
 

Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
 
The Company announces that Birger Thorburn a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 127,165 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 



1
 


Details of the person discharging managerial responsibilities / person closely associated




a)
 


Name
 


Birger Thorburn




2
 


Reason for the notification
 




a)
 


Position/status
 
 


PDMR 




b)
 


Initial notification /Amendment
 


INITIAL NOTIFICATION




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name
 
 


HARGREAVES LANSDOWN PLC




b)
 


LEI
 


2138008ZCE93ZDSESG90




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument
 
Identification code
 
 


 
ORDINARY SHARES
 


GB00B1VZ0M25 
 




b)
 


Nature of the transaction
 
 


GRANT OF OPTION UNDER sustained performance plan II




c)
 


Price(s) and volume(s)
 
 


 



Price(s)


Volume(s)




 GBP£ Nil cost


127,165



 




 d)


Aggregated information
 
- Aggregated volume
 
- Price
 
 


 
 
127,165 
 
Nil cost




e)
 


Date of the transaction
 
 


25 October 2021




f)
 


Place of the transaction
 
 


OUTSIDE A TRADING VENUE 



 
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
 



Number of shares subject to option


Vesting date


option price


Arrangement 




19,632


13/06/2022


Nil Cost


Listing Rule 9.4.2 arrangement




4,418


12/06/2023


Nil Cost


Listing Rule 9.4.2 arrangement




26,432


29/09/2021


Nil Cost


Listing Rule 9.4.2 arrangement




23,502


13/06/2022


Nil Cost


Listing Rule 9.4.2 arrangement




23,632


12/06/2023


Nil Cost


Listing Rule 9.4.2 arrangement




21,486


13/06/2024


Nil Cost


Listing Rule 9.4.2 arrangement




8,063


27/11/2023


Nil Cost


Listing Rule 9.4.2 arrangement



 
 
Buy-Out Awards
 
The nil-cost options were awarded to Birger Thorburn under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Birger Thorburn forfeited on leaving their previous employment. 
 
The Remuneration Committee believes that the award fairly reflects the value of awards Birger Thorburn forfeited on leaving his previous employment in terms of value and timescale of vesting.
  
 
This announcement is made in accordance with the requirements of DTR 3.1.4.
 
 
 
 
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
 
The Company announces that Robert Divall a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 18,513 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 



1
 


Details of the person discharging managerial responsibilities / person closely associated




a)
 


Name
 


Robert Divall




2
 


Reason for the notification
 




a)
 


Position/status
 
 


PDMR 




b)
 


Initial notification /Amendment
 


INITIAL NOTIFICATION




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name
 
 


HARGREAVES LANSDOWN PLC




b)
 


LEI
 


2138008ZCE93ZDSESG90




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument
 
Identification code
 
 


 
ORDINARY SHARES
 


GB00B1VZ0M25 
 




b)
 


Nature of the transaction
 
 


GRANT OF OPTION UNDER sustained performance plan II




c)
 


Price(s) and volume(s)
 
 


 



Price(s)


Volume(s)




 GBP£ Nil cost


18,513



 




 d)


Aggregated information
 
- Aggregated volume
 
- Price
 
 


 
 
18,513
 
Nil cost
 




e)
 


Date of the transaction
 
 


25 October 2021




f)
 


Place of the transaction
 
 


OUTSIDE A TRADING VENUE 



 
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
 



Number of shares subject to option


Vesting date


option price


Arrangement 




996


18/10/2021


Nil Cost


Listing Rule 9.4.2 arrangement




4,832


16/09/2022


Nil Cost


Listing Rule 9.4.2 arrangement




8,374


21/09/2023


Nil Cost


Listing Rule 9.4.2 arrangement




1,437


16/09/2022


Nil Cost


Listing Rule 9.4.2 arrangement




1,437


18/09/2023


Nil Cost


Listing Rule 9.4.2 arrangement




1,437


16/09/2024


Nil Cost


Listing Rule 9.4.2 arrangement



 
Buy-Out Awards
 
The nil-cost options were awarded to Robert Divall under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Robert Divall forfeited on leaving their previous employment. 
 
The Remuneration Committee believes that the award fairly reflects the value of awards Robert Divall forfeited on leaving his previous employment in terms of value and timescale of vesting.
  
 
This announcement is made in accordance with the requirements of DTR 3.1.4.
 
 
 
 
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
 
The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 30,184 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 



1
 


Details of the person discharging managerial responsibilities / person closely associated




a)
 


Name
 


Shawn Gamble




2
 


Reason for the notification
 




a)
 


Position/status
 
 


PDMR 




b)
 


Initial notification /Amendment
 


INITIAL NOTIFICATION




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name
 
 


HARGREAVES LANSDOWN PLC




b)
 


LEI
 


2138008ZCE93ZDSESG90




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument
 
Identification code
 
 


 
ORDINARY SHARES
 


GB00B1VZ0M25 
 




b)
 


Nature of the transaction
 
 


GRANT OF OPTION UNDER sustained performance plan II




c)
 


Price(s) and volume(s)
 
 


 



Price(s)


Volume(s)




 GBP£ Nil cost


30,184



 




 d)


Aggregated information
 
- Aggregated volume
 
- Price
 
 


 
 
30,184
 
Nil cost
 




e)
 


Date of the transaction
 
 


25 October 2021




f)
 


Place of the transaction
 
 


OUTSIDE A TRADING VENUE 



 
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
 



Number of shares subject to option


Vesting date


option price


Arrangement 




2,760


30/09/2021


Nil Cost


Listing Rule 9.4.2 arrangement




2,418


30/09/2021


Nil Cost


Listing Rule 9.4.2 arrangement




2,418


30/09/2022


Nil Cost


Listing Rule 9.4.2 arrangement




2,418


02/10/2023


Nil Cost


Listing Rule 9.4.2 arrangement




1,152


30/09/2021


Nil Cost


Listing Rule 9.4.2 arrangement




834


30/09/2021


Nil Cost


Listing Rule 9.4.2 arrangement




834


30/09/2022


Nil Cost


Listing Rule 9.4.2 arrangement




834


02/10/2023


Nil Cost


Listing Rule 9.4.2 arrangement




9,220


10/03/2021


Nil Cost


Listing Rule 9.4.2 arrangement




5,022


10/03/2022


Nil Cost


Listing Rule 9.4.2 arrangement




2,274


10/03/2023


Nil Cost


Listing Rule 9.4.2 arrangement



 
 
Buy-Out Awards
 
The nil-cost options were awarded to Shawn Gamble under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Shawn Gamble forfeited on leaving their previous employment. 
 
The Remuneration Committee believes that the award fairly reflects the value of awards Shawn Gamble forfeited on leaving his previous employment in terms of value and timescale of vesting.
  
 
This announcement is made in accordance with the requirements of DTR 3.1.4.
 
 
 
 
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
 
The Company announces that Claire Chapman a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 50,165 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 



1
 


Details of the person discharging managerial responsibilities / person closely associated




a)
 


Name
 


Claire Chapman




2
 


Reason for the notification
 




a)
 


Position/status
 
 


PDMR 




b)
 


Initial notification /Amendment
 


INITIAL NOTIFICATION




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name
 
 


HARGREAVES LANSDOWN PLC




b)
 


LEI
 


2138008ZCE93ZDSESG90




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument
 
Identification code
 
 


 
ORDINARY SHARES
 


GB00B1VZ0M25 
 




b)
 


Nature of the transaction
 
 


GRANT OF OPTION UNDER sustained performance plan II
 
 




c)
 


Price(s) and volume(s)
 
 


 



 Price(s)


Volume(s)




 GBP£ Nil cost


50,165








 d)


Aggregated information
 
- Aggregated volume
 
- Price
 
 


 
 
50,165
 
Nil cost 




e)
 


Date of the transaction
 
 


25 October 2021




f)
 


Place of the transaction
 
 


OUTSIDE A TRADING VENUE 



 
The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.
 



Number of shares subject to option


Vesting date


option price


Arrangement 




12,680


21/03/2022


Nil Cost


Listing Rule 9.4.2 arrangement




6,234


18/04/2022


Nil Cost


Listing Rule 9.4.2 arrangement




6,234


16/04/2023


Nil Cost


Listing Rule 9.4.2 arrangement




8,339


11/05/2022


Nil Cost


Listing Rule 9.4.2 arrangement




8,339


11/05/2023


Nil Cost


Listing Rule 9.4.2 arrangement




8,339


11/05/2024


Nil Cost


Listing Rule 9.4.2 arrangement



 
 
Buy-Out Awards
 
The nil-cost options were awarded to Claire Chapman under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Claire Chapman forfeited on leaving their previous employment. 
 
The Remuneration Committee believes that the award fairly reflects the value of awards Claire Chapman forfeited on leaving his previous employment in terms of value and timescale of vesting.
  
 
This announcement is made in accordance with the requirements of DTR 3.1.4.
 
 
 
 
Claire Chapman
Company Secretary
 
Enquiries:
 
Danny Cox, Head of Communications:
07989 672 071
 
James Found, Head of Investor Relations:
07970 066 634
 
 
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements 

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