REG - Hargreaves Lansdown - Holding(s) in Company <Origin Href="QuoteRef">HRGV.L</Origin>
RNS Number : 0836RHargreaves Lansdown PLC06 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiHARGREAVES LANSDOWN PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Y
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
N
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
N
An event changing the breakdown of voting rights
Y
Other (please specify):
Regulatory
N
3. Full name of person(s) subject to the
notification obligation:iiiLINDSELL TRAIN LIMITED ( discretionary clients)
4. Full name of shareholder(s)
(if different from 3.):ivThe BNY (OCS) Nominees
BNP Paribas
NT Nominees
State Street Nominees
5. Date of the transaction and date on
which the threshold is crossed or
reached:v24th November 2016
6. Date on which issuer notified:
05th December 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii5.01%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
Hargreaves Lansdown plc
GB00B1VZ0M25
Below 5%
Below 5%
23,750,918
23,750,918
-
5.01%
-
Aggregate holdings from discretionary clients accounts
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsN/A
N/A
N/A
N/A
N/A
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Na
Na
Na
Na
Na
Nominal
Delta
Na
Na
Total (A+B+C)
Number of voting rights
Percentage of voting rights
23,750,918
5.01%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiN/A
Proxy Voting:
10. Name of the proxy holder:
na
11. Number of voting rights proxy holder will cease to hold:
na
12. Date on which proxy holder will cease to hold voting rights:
na
13. Additional information:
na14. Contact name:
Lauren Jorgensen
15. Contact telephone number:
020 7808 1210
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
Lindsell Train Limited
Contact address
(registered office for legal entities)
5th Floor, 66 Buckingham Gate, London
SW1E 6AU
Phone number & email
lauren.jorgensen@lindselltrain.com
020 7808 1210
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Same as above
Contact address
Same as above
Phone number & email
Same as above
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLTFBLTMBAMMRF
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