REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI) - Hargreaves Lansdown plc

Hargreaves LansdownAnnouncement

03/01/2025 10:00

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RNS Number : 0902S  Morgan Stanley & Co. Int'l plc  03 January 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Hargreaves Lansdown plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Hargreaves Lansdown plc
 connected:
 (d) Date dealing undertaken:                                                    02 January 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.4p ordinary               SALES             167,789                     10.9951 GBP                           10.9859 GBP
 0.4p ordinary               PURCHASES         189,002                     10.9991 GBP                           10.9850 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.4p ordinary               CFD                  increasing a long position                                                     6,305                           10.9900 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     62,500                          10.9900 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     5,687                           10.9925 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     7,827                           10.9947 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     145                             10.9950 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     862                             10.9950 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    6,867                           10.9800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    100,000                         10.9898 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    65,264                          10.9900 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    773                             10.9991 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       76                              10.9900 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       131                             10.9926 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       297                             10.9950 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       5,687                           10.9950 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       205                             10.9950 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       6,098                           10.9950 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      2,046                           10.9859 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      389                             10.9859 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      1,857                           10.9859 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      653                             10.9859 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      466                             10.9907 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      1,468                           10.9925 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      15,340                          10.9935 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      5,000                           10.9940 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      10,663                          10.9940 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      1,457                           10.9950 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      951                             10.9950 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      40,000                          10.9950 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  03 January 2025
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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