REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)- Hargreaves Lansdown plc

Hargreaves LansdownAnnouncement

10/01/2025 10:45

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250110:nRSJ9326Sa&default-theme=true

RNS Number : 9326S  Morgan Stanley & Co. Int'l plc  10 January 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Hargreaves Lansdown plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Hargreaves Lansdown plc
 connected:
 (d) Date dealing undertaken:                                                    09 January 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.4p ordinary               PURCHASES         49,315                      11.0150 GBP                           10.9900 GBP
 0.4p ordinary               SALES             370,383                     11.0152 GBP                           11.0045 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.4p ordinary               CFD                  increasing a long position                                                     762                             11.0068 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     9,420                           11.0125 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     26                              11.0142 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     3,011                           11.0148 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     15                              11.0150 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     1,526                           11.0150 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     1,539                           11.0150 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    8,538                           10.9900 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    25                              11.0150 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    565                             11.0150 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       15                              11.0050 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       3,176                           11.0119 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       1,526                           11.0150 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       1,204                           11.0150 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      136,000                         11.0045 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      882                             11.0050 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      3,200                           11.0050 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      23,000                          11.0065 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      2,159                           11.0073 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      10,000                          11.0075 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      15,318                          11.0083 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      218                             11.0087 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      51,000                          11.0099 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      81,000                          11.0110 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      3,608                           11.0144 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      7                               11.0150 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      113                             11.0150 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  10 January 2025
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERPKKBNKBKDKDD