REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)-Hargreaves Lansdown plc
05/03/2025 08:30
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RNS Number : 4478Z Morgan Stanley & Co. Int'l plc 05 March 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Hargreaves Lansdown plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Hargreaves Lansdown plc
connected:
(d) Date dealing undertaken: 04 March 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.4p ordinary SALES 882,294 11.0454 GBP 11.0309 GBP
0.4p ordinary PURCHASES 834,598 11.0500 GBP 11.0339 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
0.4p ordinary CFD increasing a long position 22,500 11.0358 GBP
0.4p ordinary CFD increasing a long position 9,202 11.0398 GBP
0.4p ordinary CFD increasing a long position 2 11.0400 GBP
0.4p ordinary CFD increasing a short position 25,000 11.0350 GBP
0.4p ordinary CFD increasing a short position 774 11.0350 GBP
0.4p ordinary CFD increasing a short position 1,715 11.0390 GBP
0.4p ordinary CFD increasing a short position 840 11.0400 GBP
0.4p ordinary CFD increasing a short position 2,349 11.0425 GBP
0.4p ordinary CFD increasing a short position 43,840 11.0426 GBP
0.4p ordinary CFD increasing a short position 1,979 11.0441 GBP
0.4p ordinary CFD increasing a short position 202 11.0441 GBP
0.4p ordinary CFD increasing a short position 680 11.0441 GBP
0.4p ordinary CFD increasing a short position 100,000 11.0451 GBP
0.4p ordinary CFD increasing a short position 190 11.0461 GBP
0.4p ordinary CFD reducing a long position 116 11.0350 GBP
0.4p ordinary CFD reducing a long position 2 11.0350 GBP
0.4p ordinary CFD reducing a long position 837 11.0350 GBP
0.4p ordinary CFD reducing a long position 11,806 11.0373 GBP
0.4p ordinary CFD reducing a long position 9,029 11.0426 GBP
0.4p ordinary CFD reducing a long position 1,326 11.0435 GBP
0.4p ordinary CFD reducing a short position 8 11.0312 GBP
0.4p ordinary CFD reducing a short position 3,722 11.0312 GBP
0.4p ordinary CFD reducing a short position 235 11.0350 GBP
0.4p ordinary CFD reducing a short position 83,128 11.0350 GBP
0.4p ordinary CFD reducing a short position 1,835 11.0361 GBP
0.4p ordinary CFD reducing a short position 3,429 11.0367 GBP
0.4p ordinary CFD reducing a short position 21,901 11.0381 GBP
0.4p ordinary CFD reducing a short position 4,665 11.0384 GBP
0.4p ordinary CFD reducing a short position 3 11.0400 GBP
0.4p ordinary CFD reducing a short position 3,565 11.0407 GBP
0.4p ordinary CFD reducing a short position 16,835 11.0427 GBP
0.4p ordinary CFD reducing a short position 44,000 11.0450 GBP
0.4p ordinary CFD reducing a short position 2,351 11.0450 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 05 March 2025
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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