REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI) - Hargreaves Lansdown plc

Hargreaves LansdownAnnouncement

06/03/2025 10:15

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RNS Number : 6530Z  Morgan Stanley & Co. Int'l plc  06 March 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Hargreaves Lansdown plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Hargreaves Lansdown plc
 connected:
 (d) Date dealing undertaken:                                                    05 March 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.4p ordinary               PURCHASES         240,200                     11.0458 GBP                           11.0392 GBP
 0.4p ordinary               SALES             432,126                     11.0500 GBP                           11.0400 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.4p ordinary               CFD                  increasing a long position                                                     3,152                           11.0400 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     41                              11.0400 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     8,692                           11.0400 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     772                             11.0402 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     2,021                           11.0411 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     8,220                           11.0425 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     533                             11.0450 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    387                             11.0400 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    14,704                          11.0400 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    537                             11.0400 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    157                             11.0400 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    34,913                          11.0425 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    4,827                           11.0450 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    20,573                          11.0458 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       11,905                          11.0400 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       11                              11.0400 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       663                             11.0422 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      387                             11.0400 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      969                             11.0400 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      594                             11.0400 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      2,378                           11.0405 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      11,006                          11.0422 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      5                               11.0440 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      25,000                          11.0450 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      143,000                         11.0450 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      34,765                          11.0500 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  06 March 2025
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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