REG - Hargreaves Servs PLC - Notification of Major Holdings

Hargreaves ServicesAnnouncement

30/07/2020 11:55

RNS Number : 6373U
  
Hargreaves Services PLC
  
30 July 2020
  
 

TR-1: Standard form for notification of major holdings
 




 




 




1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: 


HARGREAVES SERVICES PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer


 




2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments


 




An event changing the breakdown of voting rights


 




Other (please specify):


 




3. Details of person subject to the notification obligation




Name


CANACCORD GENUITY GROUP INC




City and country of registered office (if applicable)


VANCOUVER, CANADA




4. Full name of shareholder(s) (if different from 3.)




Name


DISCRETIONARY CLIENTS




City and country of registered office (if applicable)


As above




5. Date on which the threshold was crossed or reached:


28 JULY 2020




6. Date on which issuer notified (DD/MM/YYYY):


30 JULY 2020




7. Total positions of person(s) subject to the notification obligation




 


% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuer




Resulting situation on the date on which threshold was crossed or reached


5.0002


 


5.0002


32,282,346




Position of previous notification (if 
applicable)


N/A


 


N/A


 



 
 
 
 
 
 
 



 
 
 
 




8. Notified details of the resulting situation on the date on which the threshold was crossed or reached




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rights


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB00B0MTC970


 


1,614,190


 


5.0002




 


 


 


 


 




 


 


 


 


 




SUBTOTAL 8. A


1,614,190


5.0002




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

date


Exercise/

Conversion Period


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




 


 


 


 


 




 


 


 


 


 




 


 


 


 


 




 


 


SUBTOTAL 8. B 1


 


 




 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

date


Exercise/

Conversion Period 


Physical or cash 
settlement


Number of voting rights 


% of voting rights




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


 


 


 




 


 


 


SUBTOTAL 8.B.2


 


 



 
 
 
 
 
 
 
 
 
 



 
 




 


 
 




9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")


 




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer


 


 




Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)


X


 




Name


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold


 




Canaccord Genuity Group Inc.


5.0002


 


5.0002


 




Canaccord Genuity Wealth Group Holdings Limited


5.0002


 


5.0002


 




Canaccord Genuity Wealth Group Holdings (Jersey) Limited


5.0002


 


5.0002


 




Canaccord Genuity Wealth Group Limited


5.0002


 


5.0002


 




Canaccord Genuity Wealth Limited


0.8184


 


0.8184


 




Hargreave Hale Ltd


4.1818


 


4.1818


 




 


 




10. In case of proxy voting, please identify:


 




Name of the proxy holder


 


 




The number and % of voting rights held


 


 




The date until which the voting rights will be held


 


 




 


 




11. Additional information


 




 


 



 
 
 
 
 
 
 



 




Place of completion


BLACKPOOL, ENGLAND




Date of completion


30 JULY 2020




 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
  END
 
 
HOLRMMMTMTAJBTM