REG - Helical PLC - Major Shareholding Notification

HelicalAnnouncement

20/06/2022 10:30

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RNS Number : 4583P  Helical PLC  20 June 2022

20 June 2022

HELICAL PLC

("Helical" or the "Company")

 

On Friday 17 June 2022, the Company received the TR1 Standard form for
notification of major holdings as disclosed below:

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B0FYMT95

Issuer Name

HELICAL PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments; Other

Comments

Transfer in of Proxy voting shares

3. Details of person subject to the notification obligation

Name

Ameriprise Financial, Inc.

City of registered office (if applicable)

Minneapolis

Country of registered office (if applicable)

United States

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

 

City of registered office (if applicable)

 

Country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached

15-Jun-2022

6. Date on which Issuer notified

17-Jun-2022

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  1.035000                                              3.974000                                                                   5.009000                        6127310
 Position of previous notification (if applicable)                          0.397000                                              3.862000                                                                   4.259000

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00B0FYMT95                                 0                                        1266187                                      0.000000                            1.035000
 Sub Total 8.A                                1266187                                                                               1.035000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 CFD                                                                        Cash                         4861123                  3.974000
 Sub Total 8.B2                                                                                          4861123                  3.974000%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person          Name of controlled undertaking                              % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                                              than the notifiable threshold
 Ameriprise Financial, Inc.(Chain 1)                                                              0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           Columbia Threadneedle Investments UK International Limited  0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO Global Asset Management (Europe) Limited                0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO Asset Management (Holdings) Plc                         0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Capital (Group) Limited                              0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Capital (Holdings) Limited                           0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Capital (UK) Limited                                 0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           Thames River Capital LLP                                    0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.(Chain 2)                                                              0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           Columbia Threadneedle Investments UK International Limited  0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO Global Asset Management (Europe) Limited                0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO Asset Management (Holdings) Plc                         0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Group (Holdings) Limited                             0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Group (Management) Limited                           0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO AM Holdings Limited                                     0.000000                                                                    0.000000                                                                    0.000000%
 Ameriprise Financial, Inc.           BMO Asset Management Limited                                0.000000                                                                    0.000000                                                                    0.000000%

10. In case of proxy voting

 

Name of the proxy holder

Ameriprise Financial, Inc.

The number and % of voting rights held

780897 and 0.638%

The date until which the voting rights will be held

14 July 2022

 

11. Additional Information

Thames River Capital LLP is wholly owned by BMO AM Capital (UK) Limited, which
is wholly owned by BMO AM Capital (Holdings) Limited, which is wholly owned by
BMO AM Capital (Group) Limited, which is wholly owned by BMO Asset Management
(Holdings) Plc, which is wholly owned by BMO Global Asset Management (Europe)
Limited, which is wholly owned by Columbia Threadneedle Investments UK
International Limited, which is wholly owned by Ameriprise Financial, Inc.

BMO Asset Management Limited is wholly owned by BMO AM Holdings Limited, which
is wholly owned by BMO AM Group (Management) Limited, which is wholly owned by
BMO AM Group (Holdings) Limited, which is wholly owned by BMO Asset Management
(Holdings) Plc, which is wholly owned by BMO Global Asset Management (Europe)
Limited, which is wholly owned by Columbia Threadneedle Investments UK
International Limited, which is wholly owned by Ameriprise Financial, Inc.

12. Date of Completion

17-Jun-2022

13. Place Of Completion

London, UK

 

 

 

 Helical plc
 Tim Murphy               Tel:                  020 7629 0113
 Chief Financial Officer  Address:           5 Hanover Square

                                                  London

                                                  W1S 1HQ
                          Website:           www.helical.co.uk (http://www.helical.co.uk)

 

 

 

 
 

 

 

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