REG - Hikma Pharmaceutical - Holding(s) in Company

Hikma PharmaceuticalsAnnouncement

09/11/2020 11:40

RNS Number : 6889E
  
Hikma Pharmaceuticals Plc
  
09 November 2020
  
 




TR-1: Standard form for notification of major holdings
 
LONDON, 9 November 2020 - Hikma Pharmaceuticals PLC (LEI:549300BNS685UXH4JI75) (LSE: HIK) (NasdaqDubai: HIK) (LSE: HIK) announces as follows:










NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:


Hikma Pharmaceuticals PLC




1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify):








3. Details of person subject to the notification obligation




Name


Wellington Management Group LLP




City and country of registered office (if applicable)


Boston, USA




4. Full name of shareholder(s)  (if different from 3)




Name





Bank of New York (Nominees) Ltd




BBH ISL NOMINEES LTD 




BNY (OCS) Nominees Limited




GOLDMAN SACHS INTERNATIONAL




HSBC Global Custody Nominee (UK) Limited




Japan Trustee Services Bank Ltd.




JP Morgan Chase Nominees Limited 




Mellon Nominees (UK) Ltd.




Nortrust Nominees Limited




ROY Nominees Limited




State Street Nominees Limited




VIDACOS NOMINEES LIMITED








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reached:


05/11/2020




6. Date on which issuer notified (DD/MM/YYYY):


06/11/2020




7. Total positions of person(s) subject to the notification obligation:








% of voting rights attached to shares
(total of 8.A)


% of voting rights through financial instruments
(total of 8.B.1 + 8.B.2)


Total of both in %
(8.A + 8.B)


Total number of voting rights of issuer




Resulting situation on the date on which threshold was crossed or reached


5.00%


0.01%


5.01%


230,496,614




Position of previous notification (if applicable)




























 
 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:




A: Voting rights attached to shares




Class/type of shares ISIN code (if possible)


Number of voting rights


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB00B0LCW083 Common Stock






11,522,905






5.00%


























SUBTOTAL 8.A


11,522,905


5.00%










B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration date


Exercise/ Conversion Period


Number of voting rights that may be acquired if the instrument is exercised/converted


% of voting rights


































SUBTOTAL 8.B.1


















B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration date


Exercise/ Conversion Period


Physical or cash settlement


Number of voting rights


% of voting rights




Equity Swap


22/05/2023


08/10/2018to22/05/2023


Cash settlement


6,615 Equity Swap shares or 6,615 votes on a converted basis


0.00%




Equity Swap


15/05/2023


02/03/2018to15/05/2023


Cash settlement


4,378 Equity Swap shares or 4,378 votes on a converted basis


0.00%




Equity Swap


15/05/2023


10/10/2017to15/05/2023


Cash settlement


4,019 Equity Swap shares or 4,019 votes on a converted basis


0.00%




Equity Swap


22/05/2023


05/10/2018to22/05/2023


Cash settlement


1,931 Equity Swap shares or 1,931 votes on a converted basis


0.00%




Equity Swap


15/05/2023


16/07/2018to15/05/2023


Cash settlement


1,455 Equity Swap shares or 1,455 votes on a converted basis


0.00%




Equity Swap


15/05/2023


02/02/2018to15/05/2023


Cash settlement


1,450 Equity Swap shares or 1,450 votes on a converted basis


0.00%




Equity Swap


22/05/2023


08/01/2019to22/05/2023


Cash settlement


1,434 Equity Swap shares or 1,434 votes on a converted basis


0.00%




Equity Swap


15/05/2023


02/07/2018to15/05/2023


Cash settlement


1,376 Equity Swap shares or 1,376 votes on a converted basis


0.00%




Equity Swap


22/05/2023


03/07/2018to22/05/2023


Cash settlement


1,317 Equity Swap shares or 1,317 votes on a converted basis


0.00%




Equity Swap


15/05/2023


23/10/2017to15/05/2023


Cash settlement


1,156 Equity Swap shares or 1,156 votes on a converted basis


0.00%




Equity Swap


15/05/2023


11/06/2018to15/05/2023


Cash settlement


1,138 Equity Swap shares or 1,138 votes on a converted basis


0.00%




Equity Swap


22/05/2023


15/07/2019to22/05/2023


Cash settlement


1,134 Equity Swap shares or 1,134 votes on a converted basis


0.00%




Equity Swap


22/05/2023


05/04/2018to22/05/2023


Cash settlement


1,124 Equity Swap shares or 1,124 votes on a converted basis


0.00%




Equity Swap


05/05/2023


10/09/2020to05/05/2023


Cash settlement


956 Equity Swap shares or 956 votes on a converted basis


0.00%




Equity Swap


05/05/2023


11/09/2020to05/05/2023


Cash settlement


871 Equity Swap shares or 871 votes on a converted basis


0.00%




Index Future


05/11/2020


01/01/1900to05/11/2020


Cash settlement


1,289 Index Future shares or 840 votes on a converted basis


0.00%




Equity Swap


15/05/2023


27/07/2018to15/05/2023


Cash settlement


709 Equity Swap shares or 709 votes on a converted basis


0.00%




Equity Swap


15/05/2023


26/03/2018to15/05/2023


Cash settlement


517 Equity Swap shares or 517 votes on a converted basis


0.00%




Equity Swap


15/05/2023


16/04/2018to15/05/2023


Cash settlement


445 Equity Swap shares or 445 votes on a converted basis


0.00%




Equity Swap


05/05/2023


30/07/2018to05/05/2023


Cash settlement


291 Equity Swap shares or 291 votes on a converted basis


0.00%




Equity Swap


05/05/2023


24/09/2020to05/05/2023


Cash settlement


249 Equity Swap shares or 249 votes on a converted basis


0.00%




Equity Swap


05/05/2023


24/09/2020to05/05/2023


Cash settlement


197 Equity Swap shares or 197 votes on a converted basis


0.00%




Equity Swap


05/05/2023


09/09/2020to05/05/2023


Cash settlement


193 Equity Swap shares or 193 votes on a converted basis


0.00%




Equity Swap


15/05/2023


18/06/2018to15/05/2023


Cash settlement


177 Equity Swap shares or 177 votes on a converted basis


0.00%




Equity Swap


05/05/2023


24/09/2020to05/05/2023


Cash settlement


5 Equity Swap shares or 5 votes on a converted basis


0.00%










































SUBTOTAL 8.B.2


33,977


0.01%












 
 



9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.








Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)


X




Name


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Wellington Management Group LLP










5.01%




Wellington Group Holdings LLP










5.01%




Wellington Investment Advisors Holdings LLP










5.01%




Wellington Management Company LLP


































Wellington Management Group LLP










5.01%




Wellington Group Holdings LLP










5.01%




Wellington Investment Advisors Holdings LLP










5.01%




Wellington Management Global Holdings, Ltd.
















Wellington Management International Ltd














































10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional information:


 








 










Place of completion


Boston, MA USA




Date of completion


06/11/2020












 

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