REG - Morgan Stanley & Co. Hong Kong Exc.& Clrg - Form 8.5 (EPT/RI) - Replacement of Hong Kong Ex

Hong Kong Exchanges and ClearingAnnouncement

04/10/2019 14:55

For best results when printing this announcement, please click on link below:
http://pdf.reuters.com/htmlnews/htmlnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20190913:nRSM8729Oa

RNS Number : 8729O
Morgan Stanley & Co. Int'l plc
04 October 2019
 
AMENDMENT Section (2cii)
 
 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Hong Kong Exchanges and Clearing Limited
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        London Stock Exchange Group plc
 connected:
 (d) Date dealing undertaken:                                                    12 SEPTEMBER 2019
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - London Stock Exchange Group plc
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of        Purchases/    Total number    Highest price            Lowest price
 relevant        sales         of securities   per unit paid/received   per unit paid/received
 security
  ordinary NPV    PURCHASES     1,177,908       250.7440 HKD             236.9568 HKD
  ordinary NPV    SALES         704,108         239.8000 HKD             236.8000 HKD
 
 
(b)        Cash-settled derivative transactions
 
  Class of      Product description               Nature of dealing                                                              Number of reference securities    Price per
 relevant                  e.g. CFD              e.g. opening/closing a long/short position, increasing/reducing a long/short                                     unit
                                               position
 security
 ordinary NPV  CFD                               LONG                                                                           21,100                            236.9050 HKD
 ordinary NPV  CFD                               LONG                                                                           26,700                            237.2677 HKD
 ordinary NPV  CFD                               LONG                                                                           3,100                             237.3968 HKD
 ordinary NPV  CFD                               LONG                                                                           1,500                             237.5057 HKD
 ordinary NPV  CFD                               LONG                                                                           1,300                             237.6769 HKD
 ordinary NPV  CFD                               LONG                                                                           100                               237.7139 HKD
 ordinary NPV  CFD                               LONG                                                                           2,600                             237.8445 HKD
 ordinary NPV  CFD                               LONG                                                                           9,800                             237.9018 HKD
 ordinary NPV  CFD                               LONG                                                                           500                               238.9984 HKD
 ordinary NPV  CFD                               LONG                                                                           13,700                            239.1382 HKD
 ordinary NPV  CFD                               LONG                                                                           1,500                             239.3180 HKD
 ordinary NPV  CFD                               SHORT                                                                          6,000                             237.6794 HKD
 ordinary NPV  CFD                               SHORT                                                                          4,600                             238.0347 HKD
 ordinary NPV  CFD                               SHORT                                                                          1,500                             238.2201 HKD
 ordinary NPV  CFD                               SHORT                                                                          2,037                             238.2908 HKD
 ordinary NPV  CFD                               SHORT                                                                          13,168                            238.2912 HKD
 ordinary NPV  CFD                               SHORT                                                                          1,195                             238.2915 HKD
 ordinary NPV  CFD                               SHORT                                                                          10,000                            238.3450 GBP
 ordinary NPV  CFD                               SHORT                                                                          74,000                            238.4508 HKD
 ordinary NPV  CFD                               SHORT                                                                          1,100                             238.6727 HKD
 ordinary NPV  CFD                               SHORT                                                                          400                               238.8046 HKD
 ordinary NPV  CFD                               SHORT                                                                          10,600                            239.0431 HKD
 ordinary NPV  CFD                               SHORT                                                                          300                               239.2205 HKD
 ordinary NPV  CFD                               SHORT                                                                          26,700                            239.3628 HKD
 ordinary NPV  CFD                               SHORT                                                                          79,500                            239.7299 HKD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of             Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type    e.g. American, European etc.       Expiry date    Option money paid/ received per unit
 relevant security
  ordinary NPV        CALL                                    PURCHASE                                      50                                              1.0000                     E                                          10/09/2020     588.3540 HKD
  ordinary NPV        CALL                                    SALE                                          220                                             1.0000                     E                                          14/09/2020     295.5630 HKD
 
(ii)        Exercise
 
  Class of      Product description    Exercising/         Number of securities    Exercise price
 relevant      e.g. call option       exercised                                   per unit
 security                             against
 ordinary NPV  PUT SHORT              EXERCISING AGAINST  140                     279.6409 HKD
 ordinary NPV  PUT LONG               EXERCISED           149,600                 270.0000 HKD
 ordinary NPV  PUT LONG               EXERCISED           23,400                  275.0000 HKD
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing               Details    Price per unit (if applicable)
                               e.g. subscription, conversion
  N/A                           N/A                             N/A        N/A
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party to the offer or any person acting in concert with a
 party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
 (b)       Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
  Date of disclosure:    04 OCTOBER 2019
  Contact name:          Craig Horsley
  Telephone number:      +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.