REG - Morgan Stanley & Co. Hong Kong Exc.& Clrg - Form 8.5 (EPT/RI) - Replacement of Hong Kong Ex
04/10/2019 15:05
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RNS Number : 8760O
Morgan Stanley & Co. Int'l plc
04 October 2019
Amendment Section (2a & 2cii)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Hong Kong Exchanges and Clearing Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is London Stock Exchange Group plc
connected:
(d) Date dealing undertaken: 24 SEPTEMBER 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - London Stock Exchange Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
ordinary NPV PURCHASES 871,668 231.8820HKD 223.4000 HKD
ordinary NPV SALES 185,168 237.5438HKD 223.4000 HKD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short unit
position
security
ordinary NPV CFD(HKEX - CBBC (BEAR) -56117) LONG 2,280,000 0.1880 HKD
ordinary NPV CFD(HKEX - CBBC (BEAR) -56117) SHORT 2,280,000 0.1897 HKD
ordinary NPV CFD(HKEX - CBBC (BULL) -56118) SHORT 1,400,000 0.1067 HKD
ordinary NPV CFD(HKEX - CBBC (BULL) -56118) LONG 1,400,000 0.1041 HKD
ordinary NPV CFD LONG 100 224.3379 HKD
ordinary NPV CFD LONG 1,700 224.4933 HKD
ordinary NPV CFD LONG 1,100 224.6024 HKD
ordinary NPV CFD LONG 1,200 224.6142 HKD
ordinary NPV CFD LONG 9,400 224.6799 HKD
ordinary NPV CFD LONG 3,100 225.5342 HKD
ordinary NPV CFD SHORT 600 224.5974 HKD
ordinary NPV CFD SHORT 9,700 224.6527 HKD
ordinary NPV CFD SHORT 29,500 224.6542 HKD
ordinary NPV CFD SHORT 400 224.8700 HKD
ordinary NPV CFD SHORT 500 224.9200 HKD
ordinary NPV CFD SHORT 87,400 225.1345 HKD
ordinary NPV CFD SHORT 26,100 225.2421 HKD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
relevant security
ordinary NPV PUT PURCHASE 3,000 205.0000 A 30/12/2019 3.5200 HKD
ordinary NPV CALL PURCHASE 20 1.0000 E 22/09/2020 55.4270 HKD
ordinary NPV CALL PURCHASE 35 1.0000 E 24/09/2020 139.9380 HKD
ordinary NPV PUT SALE 3,000 205.0000 A 28/11/2019 2.5000 HKD
ordinary NPV PUT SALE 3,000 200.0000 A 30/12/2019 2.6600 HKD
ordinary NPV PUT SALE 3,000 210.0000 A 28/11/2019 3.4900 HKD
ordinary NPV PUT SALE 3,000 205.0000 A 30/12/2019 3.5600 HKD
ordinary NPV PUT SALE 3,200 200.0000 A 30/03/2020 5.3300 HKD
ordinary NPV PUT SALE 8,900 200.0000 A 30/03/2020 5.3300 HKD
ordinary NPV PUT SALE 3,000 200.0000 A 30/03/2020 5.3300 HKD
ordinary NPV PUT SALE 3,600 200.0000 A 30/03/2020 5.4000 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4100 HKD
ordinary NPV PUT SALE 4,500 200.0000 A 30/03/2020 5.4100 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4200 HKD
ordinary NPV PUT SALE 4,600 200.0000 A 30/03/2020 5.4200 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4200 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 7,100 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 1,000 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 6,400 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 7,800 200.0000 A 30/03/2020 5.4300 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4400 HKD
ordinary NPV PUT SALE 100 200.0000 A 30/03/2020 5.4400 HKD
ordinary NPV PUT SALE 3,000 200.0000 A 30/03/2020 5.4400 HKD
ordinary NPV PUT SALE 3,200 205.0000 A 30/03/2020 6.6500 HKD
ordinary NPV PUT SALE 4,600 205.0000 A 30/03/2020 6.7300 HKD
ordinary NPV PUT SALE 5,700 205.0000 A 30/03/2020 6.7300 HKD
ordinary NPV PUT SALE 100 205.0000 A 30/03/2020 6.7800 HKD
ordinary NPV PUT SALE 3,600 205.0000 A 30/03/2020 6.7800 HKD
ordinary NPV CALL SALE 3,000 210.0000 A 30/12/2019 21.0700 HKD
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
ordinary NPV PUT SHORT EXERCISED AGAINST 1,000 245.0000 HKD
ordinary NPV PUT LONG EXERCISING 10,281 252.6320 HKD
ordinary NPV PUT LONG EXERCISED AGAINST 26,159 267.5552 HKD
ordinary NPV PUT LONG EXERCISED AGAINST 7760 257.6000 HKD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a
party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 04 OCTOBER 2019
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
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