REG - UBS AG (EPT) Hong Kong Exc.& Clrg LondonStockExGroup - Form 8.5 (EPT/RI) - LSE Group plc Replacement

Hong Kong Exchanges and ClearingAnnouncement

07/10/2019 11:00

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RNS Number : 9909O
UBS AG (EPT)
07 October 2019
 
This announcement replaces the previous RNS announcement 5102O released at
11:07 on the 02 October 2019. Amendment made to section 2(a). All other
information remains unchanged.
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              London Stock Exchange Group plc
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Hong Kong Exchanges and Clearing Limited
 connected:
 (d) Date dealing undertaken:                                                                01 October 2019
 (e) In addition to the company in 1(b) above, is the exempt principal trader    No
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 6 79/86 p ordinary          Buy               530813                      73.56382        GBP                   72.42000        GBP
 6 79/86 p ordinary          Sell              587986                      73.58000                              72.38000        GBP
                                                                           GBP
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 6 79/86 p ordinary          CFD                  Long                                                                           5                               72.908        GBP
 6 79/86 p ordinary          CFD                  Long                                                                           6617                            72.56        GBP
 6 79/86 p ordinary          CFD                  Long                                                                           3855                            73.222021        GBP
 6 79/86 p ordinary          CFD                  Long                                                                           70000                           72.75922814        GBP
 6 79/86 p ordinary          CFD                  Long                                                                           599                             73.304641        GBP
 6 79/86 p ordinary          CFD                  Long                                                                           403                             72.53516434
                                                                                                                                                                 GBP
 6 79/86 p ordinary          CFD                  Short                                                                          457                             73.08        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          1870                            72.557348        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          250                             72.5        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          369                             73.487877        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          3527                            72.788025        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          9574                            73.3845        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          29                              72.56        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          39                              72.66624        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          24                              72.5598273333333        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          100                             72.5615        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          186                             73.563817        GBP
 6 79/86 p ordinary          CFD                  Short                                                                          3912                            72.522754        GBP
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "
 None
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 Date of disclosure:  07 October 2019
 Contact name:        Wendy Dent
 Telephone number:    +44 (0)207 568 1245
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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