REG - Wellington Mngmnt Gp LondonStockExGroup Hong Kong Exc.& Clrg - Form 8.3 - Hong Kong Exchanges and Clearing Ltd

Hong Kong Exchanges and ClearingAnnouncement

07/10/2019 15:00

RNS Number : 0312P
Wellington Management Group LLP
07 October 2019
 


FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")



1.


KEY INFORMATION


 








 




(a)


Full name of discloser:


Wellington Management Group LLP


 




(b)


Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.






 




(c)


Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree


Hong Kong Exchanges and Clearing Limited


 




(d)


If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:






 




(e)


Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure


04 October 2019


 




(f)


In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"


YES
London Stock Exchange Group plc


 








 




2.


POSITIONS OF THE PERSON MAKING THE DISCLOSURE


 








 




If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.


 




(a)


Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


 








 




Class of relevant security:


Common Stock (HK0388045442)


 








Interests


Short Positions


 








Number


%


Number


%


 




(1)


Relevant securities owned and/or controlled:


1,489,308


0.12 %


156,062


0.01 %


 




(2)


Cash-settled derivatives:










2,943


0.00 %


 




(3)


Stock-settled derivatives (including options) and agreements to purchase/sell:


12,249


0.00 %


14,579


0.00 %


 








Total


1,501,557 *


0.12 %


173,584


0.01 %


 




* Wellington Management Group LLP does not have discretion regarding voting decisions in respect of 44,446 shares that are included in the total above.


 








 




All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).


 








 








 




(b)


Rights to subscribe for new securities (including directors' and other employee options)


 








 




Class of relevant security in relation to which subscription right exists:






 




Details, including nature of the rights concerned and relevant percentages:






 








 




3.


DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE


 








 




Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.


 




(a)


Purchases and sales


 








 




Class of relevant security


Purchase/sale


Number of securities


Price per unit


 




Common Stock (HK0388045442)


Sale


1


229.4000 HKD


 




Common Stock (HK0388045442)


Short Sale


658


229.4000 HKD


 








 




(b)


Cash-settled derivative transactions


 








 




Class of relevant security


Product description e.g. CFD


Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit


 
























 








 




(c)


Stock-settled derivative transactions (including options)










(i)


Writing, selling, purchasing or varying










Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type e.g. American, European etc.


Expiry date


Option money paid/ received per unit










































 




(ii)


Exercise


 








 




Class of relevant security


Product description e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit


 
























 








 




(d)


Other dealings (including subscribing for new securities)


 








 




Class of relevant security


Nature of dealing e.g. subscription, conversion


Details


Price per unit (if applicable)


 




















 








 




4.


OTHER INFORMATION


 








 




(a)


Indemnity and other dealing arrangements


 








 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"


 




None


 








 




(b)


Agreements, arrangements or understandings relating to options or derivatives


 








 




Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"


 




None


 








 




(c)


Attachments


 








 




Is a Supplemental Form 8 (Open Positions) attached?


YES


 








 




Date of disclosure


07 October 2019


 




Contact name


Shaheen Hussain


 




Telephone number


44-20-7126-6609


 








 






























Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")



1.


KEY INFORMATION










Full name of person making disclosure:


Wellington Management Group LLP




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Hong Kong Exchanges and Clearing Limited










2.


STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)








 




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type e.g. American, European etc.


Expiry date




Common Stock (HK0388045442)


Equity Call Option


Purchased


9,873


68.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Purchased


2,376


58.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


154


59.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


154


59.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


154


59.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


2,376


63.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


5,293


60.0000USD


American


06 Oct 19




Common Stock (HK0388045442)


Equity Put Option


Written


6,448


60.0000USD


American


06 Oct 19










3.


AGREEMENTS TO PURCHASE OR SELL ETC.










Full details should be given so that the nature of the interest or position can be fully understood:




None




















It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives
The currency of all prices and other monetary amounts should be stated.
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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