Standard form for notification of major holdings
02/10/2023 17:47
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RNS Number : 4257O Hotel Chocolat Group PLC 02 October 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to Hotel Chocolat / GB00BYZC3B04
which voting rights are at- tached ii:
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Jubema Fund
89 Nexus Way Camana Bay
City and country of registered office (if applicable) Grand Cayman KY1-9009 Cayman Islands
4. Full name of shareholder(s)(if different from 3.) v
Name
City and country of registered office (if applicable) São Paulo, Brazil
5. Date on which the threshold was crossed or reached vi: 14/09/2023
6. Date on which issuer notified (DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting rights at- tached to shares (to- tal of 8. A) % of voting rights through financial instru- ments Total number of voting rights held in issuer (8.A +
(total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) 8.B) vii
Resulting situation on the date on which threshold was crossed or reached
3,04% 0 3,04% 4,170,000
Position of previous notification (if applicable)
Below 3% Below 3% Below 3%
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares Number of voting rights ix % of voting rights
ISIN code (if possible)
Direct Indirect Direct I
n
(DTR5.1) (DTR5.2.1) (DTR5.1) d
i
r
e
c
t
(
D
T
R
5
.
2
.
1
)
GB00BYZC3B04 4,170,000 0 3,04% 0%
SUBTOTAL 8. A 4,170,000 3.04%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights that may be acquired if
Type of financial in- strument Expiration date x Exercise/ Conversion Period xi the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration date x Exercise/ Conversion Pe- riod xi Physical or cash Settlement xii Number of voting rights
% of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or
the
X
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) xiv
% of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial in- struments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the
notifiable threshold
Name xv
Jubema Fund 3,04% 0 3,04%
Alexandre Tadeu da Costa 3,04% 0 3,04%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion Cayman Islands
Date of completion 18/09/2023
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