REG - India CapitalGrwthFd - Holding(s) in Company <Origin Href="QuoteRef">IGC.L</Origin>

India Capital Growth FundAnnouncement

13/02/2018 10:40

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RNS Number : 7400E
India Capital Growth Fund Limited
13 February 2018 
 
TR-1: Standard form for notification of major holdings 
 
 NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i  
                                                                                                                         
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:           India Capital Growth Fund Ltd                                                                                                                                                                                                       
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)                          
 Non-UK issuer                                                                                                                                                                                                                                                                                                                                               
 2. Reason for the notification (please mark the appropriate box or boxes with an "X")                                   
 An acquisition or disposal of voting rights                                                                             X                                                                                                                                                                                                                                   
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                                                                                         
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                                                                            
 Other (please specify)iii:                                                                                                                                                                                                                                                                                                                                  
 3. Details of person subject to the notification obligationiv                                                           
 Name                                                                                                                    Lazard Asset Management LLC                                                                                                                                                                                                         
 City and country of registered office (if applicable)                                                                   New York, United States of America                                                                                                                                                                                                  
 4. Full name of shareholder(s) (if different from 3.)v                                                                  
 Name                                                                                                                    Bank of New York, Inc - Dir PersonalBank of New York, Inc - Global CustodyJP Morgan Chase - SWIFTNorthern Trust CoState Street Bank - Custodian ETC State Street Bank-Custody Master Trust     State Street Bank - Master Tr - ETC  
 City and country of registered office (if applicable)                                                                                                                                                                                                                                                                                                       
 5. Date on which the threshold was crossed or reachedvi:                                                                12 February 2018                                                                                                                                                                                                                    
 6. Date on which issuer notified (DD/MM/YYYY):                                                                          13/02/2018                                                                                                                                                                                                                          
 7. Total positions of person(s) subject to the notification obligation                                                  
                                                                                                                         % of voting rights attached to shares (total of 8. A)                                                                                                                                                                               % of voting rights through financial instruments  Total of both in % (8.A + 8.B)  Total number of voting rights of issuervii  
                                                                                                                                                                                                                                                                                                                                                             (total of 8.B 1 + 8.B 2)                                                                                                      
 Resulting situation on the date on which threshold was crossed or reached                                               14.865%                                                                                                                                                                                                                             N/A                                               14.865%                         112,502,184                                 
 Position of previous notification (if applicable)                                                                       16.962%                                                                                                                                                                                                                             N/A                                               16.962%                                                                     
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               
 
 
 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii                  
 A: Voting rights attached to shares                                                                                           
 Class/type of                                                                                                                 Number of voting rightsix                             % of voting rights                               
 sharesISIN code (if possible)                                                                                                                                                                                                        
 Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)                                                                               Indirect(Art 10 of Directive 2004/109/EC) (DTR5.2.1)  Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)  Indirect(Art 10 of Directive 2004/109/EC) (DTR5.2.1)                                    
 GB00B0P8RJ60                                                                                                                                                                        16,724,006                                                                                                                               14.865%                  
                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                                                                                                                                                                                       
 SUBTOTAL 8. A                                                                                                                 16,724,006                                            14.865%                                          
                                                                                                                               
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))                               
 Type of financial instrument                                                                                                  Expiration                                            Exercise/                                        Number of voting rights that may be acquired if the instrument is exercised/converted.  % of voting rights       
                                                                                                                               datex                                                 Conversion Periodxi                                                                                                                                               
                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                     SUBTOTAL 8. B 1                                                                                                                                                   
                                                                                                                               
 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))  
 Type of financial instrument                                                                                                  Expiration                                            Exercise/                                        Physical or cash settlementxii                                                          Number of voting rights  % of voting rights  
                                                                                                                               datex                                                 Conversion Period xi                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                           
                                                                                                                                                                                                                                                                                                                                                                           
                                                                                                                                                                                                                                                                                                                                                                           
                                                                                                                                                                                                                                      SUBTOTAL 8.B.2                                                                                                                       
                                                                                                                               
                                                                                                                                                                                                                                                                                                                                                                                   
 
 
 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")                                                                                                   
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii                                                                              
 Full chain of controlled undertakings through which the voting rights and/or the                                                                                                                                               X                                                                           
 financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)                                                                                                                                              
 Namexv                                                                                                                                                                                                                         % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold  
 Lazard Asset Management LLC                                                                                                                                                                                                    14.865%                                                                                                                                                                               14.865%                                                                
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                
 10. In case of proxy voting, please identify:                                                                                                                                                                                  
 Name of the proxy holder                                                                                                                                                                                                       N/A                                                                         
 The number and % of voting rights held                                                                                                                                                                                                                                                                     
 The date until which the voting rights will be held                                                                                                                                                                                                                                                        
                                                                                                                                                                                                                                
 11. Additional informationxvi                                                                                                                                                                                                  
 Contact name: Karen GardinerContact telephone number: 020 7068 9872                                                                                                                                                            
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               
 
 
 Place of completion  Lazard Asset Management Limited  
 Date of completion   13 February 2018                 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange