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    Brief: Securities And Futures Commission Reprimands, Fines Interactive Brokers Hong Kong HK$4.2 Mln

    Picture of Interactive Brokers logoInteractive Brokers
    28/04/2025 09:51
    April 28 (Reuters) - Securities And Futures Commission:

REPRIMANDED AND FINED INTERACTIVE BROKERS HONG KONG HK$4.2 MILLION

INVESTIGATION FOUND FROM 3 DEC 2017-23 OCT 2020,IBHK RELIED ON EXPIRED STANDING AUTHORITY OF 7,911 CLIENTS,OTHERS

DISCIPLINARY ACTION TAKEN BECAUSE IBHK LOANED CLIENT SECURITIES IN BREACH OF SECURITIES AND FUTURES RULES, OTHERS

Further company coverage: IBKR.O

 ((Reuters.Briefs@thomsonreuters.com;))

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