REG-BARCLAYS PLC Form 8 (DD) – INTERCONTINENTAL EXCHANGE INC <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

04/05/2016 12:05

      Form 8 (DD)  INTERCONTINENTAL EXCHANGE INC    
      FORM 8 (DD)    
      PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN    
      CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY    
      INVESTMENT CLIENTS)    
      Rules 8.1, 8.2 and 8.4 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
          (a)        
                  
          Full name of discloser:        
                  
          Barclays PLC.        
                  
                  
                  
          (b)        
          Owner or controller of interest and short        
                  
          positions disclosed, if different from 1(a):        
                  
          (c)        
          Name of offeror/offeree in relation to whose        
          INTERCONTINENTAL EXCHANGE INC        
                  
          relevant securities this form relates:        
                  
          (d)        
          Status of person making the disclosure:        
          Connected to London Stock Exchange Group Plc        
                  
                  
                  
          (e)        
          Date position held/dealing undertaken:        
          03 May 2016        
          (f)        
          In addition to the company in 1(c) above, is the discloser making        
          NO        
                  
          disclosures in respect of any other party to the offer?        
                  
      2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE    
If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(c), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.
      (a) Interests and short positions in the relevant securities of the       offeror or offeree to which the disclosure relates following the dealing    
          Class of relevant security:        
                  
                  
                  
          ORD        
                  
                  
                  
                  
                  
                  
          Interests        
          Short Positions        
                  
                  
          Number        
          (%)        
          Number        
          (%)        
          (1)        
          Relevant securities owned        
          and/or controlled:        
          107,097        
          0.09%        
          9,959        
          0.01%        
                  
                  
                  
                  
                  
                  
          (2)        
          Cash-settled derivatives:        
          3,672        
          0.00%        
          83,000        
          0.07%        
                  
                  
                  
                  
                  
                  
          (3)        
          Stock-settled derivatives (including options)        
          and agreements to purchase/sell:        
          15,500        
          0.01%        
          12,400        
          0.01%        
                  
                  
                  
                  
                  
                  
                  
          TOTAL:        
          126,269        
          0.11%        
          105,359        
          0.09%        
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).
Details of any securities borrowing and lending positions or       financial collateral arrangements should be disclosed on a Supplemental       Form 8 (SBL).
      (b) Rights to subscribe for new securities (including directors and       other employee options)    
          Class of relevant security in relation to which subscription right           exists:        
                  
          Details, including nature of the rights concerned and relevant           percentages:        
                  
      3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE    
Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(c), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.
The currency of all prices and other monetary amounts should be       stated.
      (a) Purchases and sales    
      (i) Party to an offer or person acting in concert (except for a       principal trader in the same group as a connected adviser)    
          Class of relevant        
                  
          Purchase/sale        
                  
          Number of        
                  
          Price per unit        
          security        
                  
          securities        
                  
          ORD        
          Purchase        
          1        
          240.4100 USD        
          ORD        
          Purchase        
          12        
          241.1900 USD        
          ORD        
          Purchase        
          25        
          240.9000 USD        
          ORD        
          Purchase        
          60        
          238.8766 USD        
          ORD        
          Purchase        
          60        
          239.0403 USD        
          ORD        
          Purchase        
          92        
          241.0800 USD        
          ORD        
          Purchase        
          100        
          240.7100 USD        
          ORD        
          Purchase        
          100        
          240.9050 USD        
          ORD        
          Purchase        
          100        
          241.0250 USD        
          ORD        
          Purchase        
          160        
          241.1400 USD        
          ORD        
          Purchase        
          165        
          242.2700 USD        
          ORD        
          Purchase        
          194        
          240.8109 USD        
          ORD        
          Purchase        
          200        
          240.2050 USD        
          ORD        
          Purchase        
          200        
          240.9500 USD        
          ORD        
          Purchase        
          200        
          239.0850 USD        
          ORD        
          Purchase        
          228        
          240.9524 USD        
          ORD        
          Purchase        
          288        
          240.3204 USD        
          ORD        
          Purchase        
          300        
          241.0999 USD        
          ORD        
          Purchase        
          300        
          240.8966 USD        
          ORD        
          Purchase        
          300        
          240.2933 USD        
          ORD        
          Purchase        
          314        
          240.8302 USD        
          ORD        
          Purchase        
          400        
          240.1624 USD        
          ORD        
          Purchase        
          550        
          240.8221 USD        
          ORD        
          Purchase        
          606        
          240.7600 USD        
          ORD        
          Purchase        
          606        
          240.6290 USD        
          ORD        
          Purchase        
          1,000        
          239.9473 USD        
          ORD        
          Purchase        
          1,600        
          240.1123 USD        
          ORD        
          Purchase        
          2,599        
          240.9795 USD        
          ORD        
          Purchase        
          2,703        
          239.6690 USD        
          ORD        
          Purchase        
          2,900        
          240.7062 USD        
          ORD        
          Purchase        
          4,300        
          240.3245 USD        
          ORD        
          Purchase        
          4,442        
          240.3426 USD        
          ORD        
          Purchase        
          6,100        
          240.6423 USD        
          ORD        
          Purchase        
          6,893        
          240.7587 USD        
          ORD        
          Purchase        
          7,000        
          240.8684 USD        
          ORD        
          Purchase        
          7,545        
          240.8247 USD        
          ORD        
          Purchase        
          163,674        
          240.9800 USD        
          ORD        
          Sale        
          6        
          241.8600 USD        
          ORD        
          Sale        
          11        
          240.7536 USD        
          ORD        
          Sale        
          12        
          241.1900 USD        
          ORD        
          Sale        
          46        
          239.0339 USD        
          ORD        
          Sale        
          60        
          239.0403 USD        
          ORD        
          Sale        
          65        
          240.1189 USD        
          ORD        
          Sale        
          92        
          241.0800 USD        
          ORD        
          Sale        
          98        
          241.2185 USD        
          ORD        
          Sale        
          100        
          241.0250 USD        
          ORD        
          Sale        
          100        
          240.9700 USD        
          ORD        
          Sale        
          100        
          238.8500 USD        
          ORD        
          Sale        
          100        
          240.7100 USD        
          ORD        
          Sale        
          100        
          240.3170 USD        
          ORD        
          Sale        
          100        
          240.3100 USD        
          ORD        
          Sale        
          100        
          239.0250 USD        
          ORD        
          Sale        
          118        
          238.9676 USD        
          ORD        
          Sale        
          152        
          240.0451 USD        
          ORD        
          Sale        
          160        
          241.1400 USD        
          ORD        
          Sale        
          179        
          241.0053 USD        
          ORD        
          Sale        
          201        
          239.5064 USD        
          ORD        
          Sale        
          300        
          239.2423 USD        
          ORD        
          Sale        
          300        
          239.7683 USD        
          ORD        
          Sale        
          319        
          240.2152 USD        
          ORD        
          Sale        
          344        
          240.6172 USD        
          ORD        
          Sale        
          493        
          240.5434 USD        
          ORD        
          Sale        
          500        
          240.5120 USD        
          ORD        
          Sale        
          592        
          240.7045 USD        
          ORD        
          Sale        
          606        
          240.7600 USD        
          ORD        
          Sale        
          606        
          240.6290 USD        
          ORD        
          Sale        
          800        
          239.4512 USD        
          ORD        
          Sale        
          906        
          240.7303 USD        
          ORD        
          Sale        
          1,615        
          240.0976 USD        
          ORD        
          Sale        
          1,900        
          240.1034 USD        
          ORD        
          Sale        
          1,900        
          241.0780 USD        
          ORD        
          Sale        
          2,000        
          240.7668 USD        
          ORD        
          Sale        
          2,100        
          240.6041 USD        
          ORD        
          Sale        
          2,151        
          240.4552 USD        
          ORD        
          Sale        
          2,663        
          240.3400 USD        
          ORD        
          Sale        
          5,291        
          239.8721 USD        
          ORD        
          Sale        
          8,900        
          240.6489 USD        
          ORD        
          Sale        
          16,147        
          240.8495 USD        
          ORD        
          Sale        
          165,343        
          240.9800 USD        
      (ii) Principal trader where the sole reason for the connection is that       the principal trader is in the same group as a connected adviser    
          Class of relevant security        
                  
          Purchases/ sales        
                  
          Total number of securities        
                  
          Highest price per unit paid/received        
                  
          Lowest price per unit paid/received        
      (b) Cash-settled derivative transactions    
          Class of relevant security        
                  
          Product description          
e.g. CFD
                  
          Nature of dealing          
e.g. opening/closing a long/short position, increasing/reducing             a long/short position
                  
          Number of reference securities        
                  
          Price per unit        
      (c) Stock-settled derivative transactions (including options)    
      (i) Writing, selling, purchasing or varying    
          Class        
                  
          Product        
                  
          Writing,        
                  
          Number        
                  
          Exercise        
                  
          Type        
                  
          Expiry        
                  
          Option        
          of        
          description        
          purchasing,        
          of        
          price        
          date        
          money        
          relevant        
          selling,        
          securities        
          per unit        
          paid/        
          security        
          varying etc        
          to which        
          received        
          option        
          per unit        
                  
                  
                  
          relates        
                  
                  
                  
                  
          ORD        
          Call Options        
          Selling        
          800        
          240 USD        
          American        
          20 May 2016        
          5.0000 USD        
          ORD        
          Call Options        
          Selling        
          300        
          260 USD        
          American        
          20 May 2016        
          0.5000 USD        
          ORD        
          Call Options        
          Selling        
          300        
          280 USD        
          American        
          17 Jun 2016        
          0.1500 USD        
          ORD        
          Put Options        
          Selling        
          300        
          210 USD        
          American        
          20 May 2016        
          0.4000 USD        
          ORD        
          Put Options        
          Selling        
          500        
          230 USD        
          American        
          20 May 2016        
          2.4500 USD        
          ORD        
          Put Options        
          Selling        
          300        
          230 USD        
          American        
          17 Jun 2016        
          4.3000 USD        
      (ii) Exercise    
          Class of relevant security        
                  
          Product description          
e.g. call option
                  
          Exercising/ exercised against        
                  
          Number of securities        
                  
          Exercise price per unit        
      (d) Other dealings (including subscribing for new securities)    
          Class of relevant security        
                  
          Nature of dealing          
e.g. subscription, conversion
                  
          Details        
                  
          Price per unit (if applicable)        
      4. OTHER INFORMATION    
      (a) Indemnity and other dealing arrangements    
          Details of any indemnity or option arrangement, or any agreement or           understanding, formal or informal, relating to relevant securities           which may be an inducement to deal or refrain from dealing entered           into by the party to the offer or person acting in concert making           the disclosure and any other person:          
Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none
            None          
      (b) Agreements, arrangements or understandings relating to options or       derivatives    
          Details of any agreement, arrangement or understanding, formal or           informal, between the party to the offer or person acting in concert           making the disclosure and any other person relating to:          
            (i) the voting rights of any relevant securities under any option;             or          
            (ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:          
If there are no such agreements, arrangements or             understandings, state none
            None          
      (c) Attachments    
      Are any Supplemental Forms attached?    
          Supplemental Form 8 (Open Positions)        
                  
          YES        
          Supplemental Form 8 (SBL)        
          NO        
          Date of disclosure:        
          4 May 2016        
          Contact name:        
          Femi Badmos        
          Telephone number:        
          020 3555 1125        
Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service and must also be emailed to the Takeover       Panel at monitoring@disclosure.org.uk.The Panels Market Surveillance Unit is available for consultation in       relation to the Codes dealing disclosure requirements on +44 (0)20 7638       0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
      143221.01    
      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)    
      DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,       AGREEMENTS TO PURCHASE OR SELL ETC.    
      Note 5(i) on Rule 8 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
          Identity of the person whose positions/dealings        
                  
          Barclays PLC.        
          are being disclosed:        
                  
          Name of offeror/offeree in relation to whose        
          INTERCONTINENTAL EXCHANGE INC        
          relevant securities this from relates:        
                  
      2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)    
          Class        
                  
          Product        
                  
          Writing,        
                  
          Number        
                  
          Exercise        
                  
          Type        
                  
          Expiry        
          of        
          description        
          purchasing,        
          of        
          price        
          date        
          relevant        
          selling,        
          securities        
          per unit        
          security        
          varying etc        
          to which        
          option        
                  
                  
                  
          relates        
                  
                  
                  
          ORD        
          Put Options        
          Written        
          300        
          230.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          200        
          150.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Written        
          3,100        
          230.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Written        
          1,600        
          250.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          300        
          250.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -100        
          260.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Written        
          -300        
          220.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -1,500        
          220.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Purchased        
          2,000        
          270.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          100        
          130.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -300        
          220.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Written        
          -700        
          270.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Purchased        
          -3,400        
          220.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Purchased        
          -2,000        
          210.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          400        
          140.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Written        
          -1,300        
          240.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Purchased        
          900        
          270.0000        
          American        
          16 Dec 2016        
          ORD        
          Call Options        
          Written        
          -200        
          260.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Purchased        
          -600        
          210.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Purchased        
          1,600        
          240.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          900        
          250.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          300        
          260.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Written        
          100        
          170.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Purchased        
          1,300        
          280.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          1,300        
          240.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Written        
          1,100        
          210.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Written        
          -2,000        
          250.0000        
          American        
          20 May 2016        
      3. AGREEMENTS TO PURCHASE OR SELL ETC.    
          Full details should be given so that the nature of the interest or           position can be fully understood:        
      It is not necessary to provide details on a Supplemental Form (Open       Positions) with regard to cash-settled derivatives.    
      The currency of all prices and other monetary amounts should be stated.    
      The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.    
      The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
View source version on businesswire.com: http://www.businesswire.com/news/home/20160504005949/en/
      BARCLAYS PLC