REG-BARCLAYS PLC Form 8 (DD) - INTERCONTINENTAL EXCHANGE INC <Origin Href="QuoteRef">BARC.L</Origin> <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 11:35

      Form 8 (DD) - INTERCONTINENTAL EXCHANGE INC    
      FORM 8 (DD)    
      PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN       CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT       CLIENTS)    
      Rules 8.1, 8.2 and 8.4 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
          (a)        
                  
          Full name of discloser:        
                  
          Barclays PLC.        
                  
                  
                  
          (b)        
          Owner or controller of interest and short        
                  
          positions disclosed, if different from 1(a):        
                  
          (c)        
          Name of offeror/offeree in relation to whose        
          INTERCONTINENTAL EXCHANGE INC        
                  
          relevant securities this form relates:        
                  
          (d)        
          Status of person making the disclosure:        
          Connected to London Stock Exchange Group Plc        
                  
                  
                  
          (e)        
          Date position held/dealing undertaken:        
          04 May 2016        
          (f)        
          In addition to the company in 1(c) above, is the discloser making        
          NO        
                  
          disclosures in respect of any other party to the offer?        
      2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE    
If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(c), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.
      (a) Interests and short positions in the relevant securities of the       offeror or offeree to which the disclosure relates following the dealing    
          Class of relevant security:        
                  
                  
                  
          ORD        
          Interests        
                  
          Short Positions        
                  
                  
          Number        
                  
          (%)        
          Number        
                  
          (%)        
          (1)        
          Relevant securities owned        
          and/or controlled:        
          108,272        
          0.09%        
          9,847        
          0.01%        
                  
                  
                  
                  
                  
                  
          (2)        
          Cash-settled derivatives:        
          3,672        
          0.00%        
          83,000        
          0.07%        
                  
                  
                  
                  
                  
                  
          (3)        
          Stock-settled derivatives (including options)        
          and agreements to purchase/sell:        
          18,800        
          0.02%        
          11,700        
          0.01%        
                  
                  
                  
                  
                  
                  
          (4)        
          TOTAL:        
          130,744        
          0.11%        
          104,547        
          0.09%        
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).
Details of any securities borrowing and lending positions or       financial collateral arrangements should be disclosed on a Supplemental       Form 8 (SBL).
      (b) Rights to subscribe for new securities (including directors and       other employee options)    
          Class of relevant security in relation to which subscription right           exists:        
                  
          Details, including nature of the rights concerned and relevant           percentages:        
                  
      3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE    
Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(c), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.
The currency of all prices and other monetary amounts should be       stated.
      (a) Purchases and sales    
      (i) Party to an offer or person acting in concert (except for a       principal trader in the same group as a connected adviser)    
          Class of relevant        
                  
          Purchase/sale        
                  
          Number of        
                  
          Price per unit        
          security        
                  
          securities        
                  
          ORD        
          Purchase        
          8        
          258.9662 USD        
          ORD        
          Purchase        
          8        
          259.2625 USD        
          ORD        
          Purchase        
          9        
          256.4888 USD        
          ORD        
          Purchase        
          9        
          257.1344 USD        
          ORD        
          Purchase        
          36        
          240.9800 USD        
          ORD        
          Purchase        
          50        
          258.6797 USD        
          ORD        
          Purchase        
          56        
          256.8700 USD        
          ORD        
          Purchase        
          75        
          258.2100 USD        
          ORD        
          Purchase        
          75        
          258.2000 USD        
          ORD        
          Purchase        
          100        
          260.4400 USD        
          ORD        
          Purchase        
          100        
          258.5800 USD        
          ORD        
          Purchase        
          100        
          257.1500 USD        
          ORD        
          Purchase        
          100        
          258.6800 USD        
          ORD        
          Purchase        
          100        
          256.9900 USD        
          ORD        
          Purchase        
          191        
          258.0497 USD        
          ORD        
          Purchase        
          300        
          258.4966 USD        
          ORD        
          Purchase        
          300        
          260.5751 USD        
          ORD        
          Purchase        
          300        
          259.6400 USD        
          ORD        
          Purchase        
          400        
          258.5962 USD        
          ORD        
          Purchase        
          410        
          260.4017 USD        
          ORD        
          Purchase        
          490        
          260.3096 USD        
          ORD        
          Purchase        
          500        
          257.8600 USD        
          ORD        
          Purchase        
          500        
          258.4220 USD        
          ORD        
          Purchase        
          1,650        
          258.7503 USD        
          ORD        
          Purchase        
          1,700        
          257.7562 USD        
          ORD        
          Purchase        
          1,900        
          258.4171 USD        
          ORD        
          Purchase        
          2,200        
          257.9886 USD        
          ORD        
          Purchase        
          3,400        
          260.8167 USD        
          ORD        
          Purchase        
          4,000        
          257.8300 USD        
          ORD        
          Purchase        
          5,760        
          257.9687 USD        
          ORD        
          Purchase        
          5,900        
          260.4005 USD        
          ORD        
          Purchase        
          5,934        
          259.8717 USD        
          ORD        
          Purchase        
          7,129        
          258.2378 USD        
          ORD        
          Purchase        
          7,800        
          258.2520 USD        
          ORD        
          Purchase        
          7,848        
          258.5755 USD        
          ORD        
          Purchase        
          7,887        
          258.6997 USD        
          ORD        
          Purchase        
          7,900        
          259.2717 USD        
          ORD        
          Purchase        
          8,117        
          258.0899 USD        
          ORD        
          Purchase        
          10,409        
          258.8835 USD        
          ORD        
          Purchase        
          14,600        
          258.3860 USD        
          ORD        
          Purchase        
          16,903        
          257.9611 USD        
          ORD        
          Purchase        
          25,700        
          258.3983 USD        
          ORD        
          Purchase        
          31,625        
          258.2570 USD        
          ORD        
          Purchase        
          189,751        
          258.4900 USD        
          ORD        
          Sale        
          3        
          258.0700 USD        
          ORD        
          Sale        
          4        
          260.8000 USD        
          ORD        
          Sale        
          6        
          258.7501 USD        
          ORD        
          Sale        
          8        
          258.9662 USD        
          ORD        
          Sale        
          8        
          259.2625 USD        
          ORD        
          Sale        
          9        
          256.4888 USD        
          ORD        
          Sale        
          11        
          257.7300 USD        
          ORD        
          Sale        
          36        
          240.9800 USD        
          ORD        
          Sale        
          75        
          258.2100 USD        
          ORD        
          Sale        
          75        
          258.2000 USD        
          ORD        
          Sale        
          100        
          258.5800 USD        
          ORD        
          Sale        
          100        
          258.6200 USD        
          ORD        
          Sale        
          100        
          258.6800 USD        
          ORD        
          Sale        
          100        
          258.3600 USD        
          ORD        
          Sale        
          104        
          260.5300 USD        
          ORD        
          Sale        
          135        
          258.0115 USD        
          ORD        
          Sale        
          202        
          259.5634 USD        
          ORD        
          Sale        
          209        
          256.5832 USD        
          ORD        
          Sale        
          235        
          259.5500 USD        
          ORD        
          Sale        
          300        
          258.2433 USD        
          ORD        
          Sale        
          300        
          258.4966 USD        
          ORD        
          Sale        
          308        
          257.9187 USD        
          ORD        
          Sale        
          400        
          258.4550 USD        
          ORD        
          Sale        
          546        
          260.1714 USD        
          ORD        
          Sale        
          815        
          258.0389 USD        
          ORD        
          Sale        
          893        
          259.3786 USD        
          ORD        
          Sale        
          1,200        
          259.2770 USD        
          ORD        
          Sale        
          1,336        
          257.7295 USD        
          ORD        
          Sale        
          1,400        
          258.7178 USD        
          ORD        
          Sale        
          2,000        
          258.6325 USD        
          ORD        
          Sale        
          2,019        
          260.4316 USD        
          ORD        
          Sale        
          2,227        
          258.0241 USD        
          ORD        
          Sale        
          2,492        
          258.1649 USD        
          ORD        
          Sale        
          2,925        
          258.0075 USD        
          ORD        
          Sale        
          4,700        
          257.3467 USD        
          ORD        
          Sale        
          5,600        
          259.9291 USD        
          ORD        
          Sale        
          6,117        
          258.1914 USD        
          ORD        
          Sale        
          6,500        
          257.9570 USD        
          ORD        
          Sale        
          7,400        
          258.3815 USD        
          ORD        
          Sale        
          7,500        
          260.3717 USD        
          ORD        
          Sale        
          11,500        
          257.8300 USD        
          ORD        
          Sale        
          11,800        
          258.0227 USD        
          ORD        
          Sale        
          16,300        
          258.3771 USD        
          ORD        
          Sale        
          19,500        
          258.9404 USD        
          ORD        
          Sale        
          27,007        
          258.6501 USD        
          ORD        
          Sale        
          33,459        
          258.1400 USD        
          ORD        
          Sale        
          192,979        
          258.4900 USD        
      (ii) Principal trader where the sole reason for the connection is that       the principal trader is in the same group as a connected adviser    
          Class of relevant security        
                  
          Purchases/ sales        
                  
          Total number of securities        
                  
          Highest price per unit paid/received        
                  
          Lowest price per unit paid/received        
      (b) Cash-settled derivative transactions    
          Class of relevant security        
                  
          Product description          
e.g. CFD
                  
          Nature of dealing          
e.g. opening/closing a long/short position, increasing/reducing             a long/short position
                  
          Number of reference securities        
                  
          Price per unit        
      (c) Stock-settled derivative transactions (including options)    
      (i) Writing, selling, purchasing or varying    
          Class        
                  
          Product        
                  
          Writing,        
                  
          Number        
                  
          Exercise        
                  
          Type        
                  
          Expiry        
                  
          Option        
          of        
          description        
          purchasing,        
          of        
          price        
          date        
          money        
          relevant        
          selling,        
          securities        
          per unit        
          paid/        
          security        
          varying etc        
          to which        
          received        
          option        
          per unit        
                  
                  
                  
          relates        
                  
                  
                  
                  
          ORD        
          Call Options        
          Purchasing        
          200        
          250 USD        
          American        
          17 Jun 2016        
          12.8500 USD        
          ORD        
          Call Options        
          Purchasing        
          500        
          260 USD        
          American        
          20 May 2016        
          3.2000 USD        
          ORD        
          Call Options        
          Purchasing        
          200        
          260 USD        
          American        
          16 Sep 2016        
          11.2000 USD        
          ORD        
          Call Options        
          Purchasing        
          500        
          270 USD        
          American        
          16 Sep 2016        
          7.2000 USD        
          ORD        
          Call Options        
          Purchasing        
          200        
          270 USD        
          American        
          16 Dec 2016        
          10.9000 USD        
          ORD        
          Put Options        
          Selling        
          500        
          210 USD        
          American        
          17 Jun 2016        
          0.5000 USD        
          ORD        
          Put Options        
          Selling        
          600        
          230 USD        
          American        
          17 Jun 2016        
          1.2500 USD        
          ORD        
          Put Options        
          Selling        
          1,300        
          240 USD        
          American        
          20 May 2016        
          0.6746 USD        
      (ii) Exercise    
          Class of relevant security        
                  
          Product description          
e.g. call option
                  
          Exercising/ exercised against        
                  
          Number of securities        
                  
          Exercise price per unit        
      (d) Other dealings (including subscribing for new securities)    
          Class of relevant security        
                  
          Nature of dealing          
e.g. subscription, conversion
                  
          Details        
                  
          Price per unit (if applicable)        
      4. OTHER INFORMATION    
      (a) Indemnity and other dealing arrangements    
          Details of any indemnity or option arrangement, or any agreement or           understanding, formal or informal, relating to relevant securities           which may be an inducement to deal or refrain from dealing entered           into by the party to the offer or person acting in concert making           the disclosure and any other person:          
Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none
            None          
      (b) Agreements, arrangements or understandings relating to options or       derivatives    
          Details of any agreement, arrangement or understanding, formal or           informal, between the party to the offer or person acting in concert           making the disclosure and any other person relating to:          
            (i) the voting rights of any relevant securities under any option;             or          
            (ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:          
If there are no such agreements, arrangements or             understandings, state none
            None          
      (c) Attachments    
      Are any Supplemental Forms attached?    
          Supplemental Form 8 (Open Positions)        
                  
          YES        
          Supplemental Form 8 (SBL)        
          NO        
          Date of disclosure:        
          5 May 2016        
          Contact name:        
          Femi Badmos        
          Telephone number:        
          020 3555 1125        
Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service and must also be emailed to the Takeover       Panel at monitoring@disclosure.org.uk.The Panels Market       Surveillance Unit is available for consultation in relation to the       Codes dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)    
      DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,       AGREEMENTS TO PURCHASE OR SELL ETC.    
      Note 5(i) on Rule 8 of the Takeover Code (the Code)    
      1. KEY INFORMATION    
          Identity of the person whose positions/dealings        
                  
          Barclays PLC.        
          are being disclosed:        
                  
          Name of offeror/offeree in relation to whose        
          INTERCONTINENTAL EXCHANGE INC        
          relevant securities this from relates:        
                  
      2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)    
          Class        
                  
          Product        
                  
          Writing,        
                  
          Number        
                  
          Exercise        
                  
          Type        
                  
          Expiry        
          of        
          description        
          purchasing,        
          of        
          price        
          date        
          relevant        
          selling,        
          securities        
          per unit        
          security        
          varying etc        
          to which        
          option        
                  
                  
                  
          relates        
                  
                  
                  
          ORD        
          Put Options        
          Written        
          900        
          230.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          200        
          150.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Written        
          3,100        
          230.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Written        
          1,600        
          250.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          300        
          250.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -100        
          260.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Written        
          -300        
          220.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -1,500        
          220.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Purchased        
          2,000        
          270.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          300        
          260.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Written        
          100        
          130.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Purchased        
          -300        
          220.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Written        
          -700        
          270.0000        
          American        
          20 May 2016        
          ORD        
          Put Options        
          Purchased        
          -3,400        
          220.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Purchased        
          -1,500        
          210.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          400        
          140.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Written        
          -1,300        
          240.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Purchased        
          500        
          270.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Purchased        
          1,100        
          270.0000        
          American        
          16 Dec 2016        
          ORD        
          Put Options        
          Purchased        
          -600        
          210.0000        
          American        
          16 Sep 2016        
          ORD        
          Call Options        
          Purchased        
          1,600        
          240.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          1,100        
          250.0000        
          American        
          17 Jun 2016        
          ORD        
          Call Options        
          Purchased        
          500        
          260.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Written        
          100        
          170.0000        
          American        
          16 Sep 2016        
          ORD        
          Put Options        
          Written        
          2,600        
          240.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Purchased        
          1,300        
          280.0000        
          American        
          17 Jun 2016        
          ORD        
          Put Options        
          Written        
          1,100        
          210.0000        
          American        
          20 May 2016        
          ORD        
          Call Options        
          Written        
          -2,000        
          250.0000        
          American        
          20 May 2016        
      3. AGREEMENTS TO PURCHASE OR SELL ETC.    
          Full details should be given so that the nature of the interest or           position can be fully understood:        
      It is not necessary to provide details on a Supplemental Form (Open       Positions) with regard to cash-settled derivatives.    
      The currency of all prices and other monetary amounts should be stated.    
      The Panels Market Surveillance Unit is available for consultation in       relation to the Codes disclosure requirements on +44 (0)20 7638 0129.    
      The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.    
View source version on businesswire.com: http://www.businesswire.com/news/home/20160505005705/en/
      BARCLAYS PLC