REG - Goldman Sachs AM LP Intercontinental Exc - Form 8.3 - <Origin Href="NewsSearch">ICE</Origin> <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

29/04/2016 15:20

RNS Number : 8859W
Goldman Sachs Asset Management LP
29 April 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: 
(GS) GOLDMAN SACHS ASSET MANAGEMENT, L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
INTERCONTINENTAL EXCHANGE, INC.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
LONDON STOCK EXCHANGE GROUP PLC
(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
28 April 2016
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES - disclosed previously for DEUTSCHE BOERSE AG & LONDON STOCK EXCHANGE GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary

Interests
Short positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
1,596,329*
1.34
0
0.00
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
 TOTAL:
1,596,329*
1.34
0
0.00
* (GS) GOLDMAN SACHS ASSET MANAGEMENT, L.P. resulting position includes changes resulting from non-trade related activity.


All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
Ordinary
Purchase
114
240.7599 USD
Ordinary
Purchase
10
243.1800 USD
Ordinary
Purchase
5
243.1800 USD
Ordinary
Purchase
5
243.1800 USD
Ordinary
Sale
828
241.2737 USD
Ordinary
Sale
3
242.7733 USD
Ordinary
Sale
5
242.7740 USD
Ordinary
Sale
5
242.7740 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
10
242.7750 USD
Ordinary
Sale
135
242.7756 USD
Ordinary
Sale
7
242.1500 USD
Ordinary
Sale
112
242.9790 USD
Ordinary
Sale
93
243.0600 USD
Class of relevant security
Purchases/sales
Total number of securities
Ordinary
Purchases
134
Ordinary
Sales
1,248
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit





(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
29 April 2016
Contact name:
Joanna Foley and Yiannis Bardis
Telephone number:
+44(20) 7051 9996 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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