REG - Morgan Stanley Cap Intercontinental Exc Deutsche Borse - Form 8.5 (EPT/RI)Replacement Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>
04/05/2016 16:55
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160503:nRSC0534Xa RNS Number : 2785X Morgan Stanley Capital Services LLC 04 May 2016 AMENDMENT(Section 2b) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Capital Services LLC (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Deutsche Boerse AG (c) Name of the party to the offer with which exempt principal trader is connected: Intercontinental Exchange, Inc. (d) Date dealing undertaken: 02 MAY 2016 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received N/A N/A N/A N/A N/A (b) Cash-settled derivative transactions Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit Ordinary CFD LONG 136 71.0392 EUR Ordinary CFD LONG 421 71.0630 EUR Ordinary CFD LONG 994 71.0634 EUR Ordinary CFD LONG 78 71.0642 EUR Ordinary CFD LONG 240 71.0666 EUR Ordinary CFD LONG 78 71.1210 EUR Ordinary CFD LONG 12 71.1300 EUR Ordinary CFD LONG 110 71.1500 EUR Ordinary CFD LONG 173 71.1500 EUR Ordinary CFD LONG 5,906 71.1500 EUR Ordinary CFD SHORT 11 70.9800 EUR Ordinary CFD SHORT 2,853 70.9811 EUR Ordinary CFD SHORT 4,582 71.0193 EUR Ordinary CFD SHORT 308 71.0193 EUR Ordinary CFD SHORT 2,255 71.0286 EUR Ordinary CFD SHORT 309 71.0499 EUR Ordinary CFD SHORT 409 71.0499 EUR Ordinary CFD SHORT 2,308 71.0579 EUR Ordinary CFD SHORT 3,200 71.0702 EUR Ordinary CFD SHORT 272 71.0925 EUR Ordinary CFD SHORT 219 71.0987 EUR Ordinary CFD SHORT 110 71.1500 EUR Ordinary CFD SHORT 173 71.1500 EUR (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercise Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 04 MAY 2016 Contact name: Craig Horsley Telephone number: +44(141) 245 7736 Telephone number: +44(141) 245 7736 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
Recent news on Intercontinental Exchange
See all newsREG - Paragon Mortgages 12 - Notice of Adjourned Meeting
AnnouncementREG - Paragon Mortgages 12 - Notice of Adjourned Meeting
AnnouncementREG - Paragon Mortgages 12 - Notice of Adjourned Meeting
AnnouncementREG - Paragon Mortgages 12 - Notice of Meeting (Class A1)
AnnouncementREG - Paragon Mortgages 12 - Notice of Meeting (Class C1b)
Announcement