REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

03/05/2016 07:07

RNS Number : 9380W
Morgan Stanley Capital Services LLC
02 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
29 APRIL 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
N/A
N/A
N/A
N/A 
N/A 
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
280
71.8102 EUR
Ordinary
CFD
LONG
346
71.8269 EUR
Ordinary
CFD
LONG
92
71.9441 EUR
Ordinary
CFD
LONG
350
71.9689 EUR
Ordinary
CFD
LONG
138
72.0681 EUR
Ordinary
CFD
LONG
83
72.0681 EUR
Ordinary
CFD
LONG
850
72.0857 EUR
Ordinary
CFD
LONG
581
72.0892 EUR
Ordinary
CFD
LONG
329
72.3075 EUR
Ordinary
CFD
LONG
11
72.3145 EUR
Ordinary
CFD
LONG
13
72.3277 EUR
Ordinary
CFD
LONG
240
72.3528 EUR
Ordinary
CFD
LONG
80
72.4300 EUR
Ordinary
CFD
LONG
125
72.4916 EUR
Ordinary
CFD
LONG
182
72.5159 EUR
Ordinary
CFD
LONG
98
72.5159 EUR
Ordinary
CFD
SHORT
600
71.7465 EUR
Ordinary
CFD
SHORT
49
71.8522 EUR
Ordinary
CFD
SHORT
286
71.8615 EUR
Ordinary
CFD
SHORT
1,422
71.9070 EUR
Ordinary
CFD
SHORT
392
71.9289 EUR
Ordinary
CFD
SHORT
130
72.1598 EUR
Ordinary
CFD
SHORT
7,510
72.1628 EUR
Ordinary
CFD
SHORT
31
72.2258 EUR
Ordinary
CFD
SHORT
1
72.2301 EUR
Ordinary
CFD
SHORT
589
72.3894 EUR
Ordinary
CFD
SHORT
2,495
72.4252 EUR
Ordinary
CFD
SHORT
361
72.4659 EUR
Ordinary
CFD
SHORT
75
73.2181 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
03 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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