REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

04/05/2016 11:25

RNS Number : 2175X
Morgan Stanley Capital Services LLC
04 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
03 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
N/A
N/A
N/A
N/A 
N/A 
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
344
70.5419 EUR
Ordinary
CFD
LONG
9,169
70.6405 EUR
Ordinary
CFD
LONG
23,965
70.6700 EUR
Ordinary
CFD
LONG
2,566
70.6844 EUR
Ordinary
CFD
LONG
1,539
70.7309 EUR
Ordinary
CFD
LONG
551
70.7400 EUR
Ordinary
CFD
LONG
2,686
70.7509 EUR
Ordinary
CFD
LONG
480
70.7920 EUR
Ordinary
CFD
LONG
1,666
70.8362 EUR
Ordinary
CFD
LONG
310
70.8377 EUR
Ordinary
CFD
LONG
1,041
70.8377 EUR
Ordinary
CFD
LONG
233
70.8392 EUR
Ordinary
CFD
LONG
1
70.8600 EUR
Ordinary
CFD
LONG
500
70.8697 EUR
Ordinary
CFD
LONG
4,249
70.9070 EUR
Ordinary
CFD
LONG
1,723
70.9475 EUR
Ordinary
CFD
LONG
2,306
70.9495 EUR
Ordinary
CFD
SHORT
552
70.5892 EUR
Ordinary
CFD
SHORT
1
70.6500 EUR
Ordinary
CFD
SHORT
23,965
70.6700 EUR
Ordinary
CFD
SHORT
5,765
70.6713 EUR
Ordinary
CFD
SHORT
4
70.7100 EUR
Ordinary
CFD
SHORT
217
70.7558 EUR
Ordinary
CFD
SHORT
15
70.7841 EUR
Ordinary
CFD
SHORT
207
70.7841 EUR
Ordinary
CFD
SHORT
1
70.8000 EUR
Ordinary
CFD
SHORT
76
70.8100 EUR
Ordinary
CFD
SHORT
127
70.8100 EUR
Ordinary
CFD
SHORT
259
70.8335 EUR
Ordinary
CFD
SHORT
1,081
70.8372 EUR
Ordinary
CFD
SHORT
868
70.9933 EUR
Ordinary
CFD
SHORT
161
70.8419 EUR
Ordinary
CFD
SHORT
325
70.8422 EUR
Ordinary
CFD
SHORT
314
70.8422 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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