REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 10:55

RNS Number : 3624X
Morgan Stanley Capital Services LLC
05 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
04 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
N/A
N/A
N/A
N/A 
N/A 
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
365
70.6294 EUR
Ordinary
CFD
LONG
277
70.7263 EUR
Ordinary
CFD
LONG
166
71.7480 EUR
Ordinary
CFD
LONG
610
71.7480 EUR
Ordinary
CFD
LONG
24
71.7480 EUR
Ordinary
CFD
LONG
256
73.2173 EUR
Ordinary
CFD
LONG
9,249
73.4472 EUR
Ordinary
CFD
LONG
9,823
74.7356 EUR
Ordinary
CFD
LONG
23,965
74.7800 EUR
Ordinary
CFD
LONG
110
74.7800 EUR
Ordinary
CFD
LONG
5,100
74.7932 EUR
Ordinary
CFD
LONG
167
74.8444 EUR
Ordinary
CFD
LONG
498
74.8444 EUR
Ordinary
CFD
LONG
853
74.8444 EUR
Ordinary
CFD
LONG
485
75.0714 EUR
Ordinary
CFD
LONG
2,398
75.1105 EUR
Ordinary
CFD
LONG
392
75.1105 EUR
Ordinary
CFD
LONG
109
75.1165 EUR
Ordinary
CFD
LONG
392
75.1272 EUR
Ordinary
CFD
LONG
105
75.1495 EUR
Ordinary
CFD
LONG
18
75.6024 EUR
Ordinary
CFD
LONG
119
75.6024 EUR
Ordinary
CFD
LONG
170
75.6024 EUR
Ordinary
CFD
SHORT
235
73.1602 EUR
Ordinary
CFD
SHORT
177
73.1602 EUR
Ordinary
CFD
SHORT
11
73.3220 EUR
Ordinary
CFD
SHORT
73
73.4707 EUR
Ordinary
CFD
SHORT
302
74.3939 EUR
Ordinary
CFD
SHORT
150
74.4747 EUR
Ordinary
CFD
SHORT
3,535
74.7347 EUR
Ordinary
CFD
SHORT
8,289
74.7800 EUR
Ordinary
CFD
SHORT
110
74.7800 EUR
Ordinary
CFD
SHORT
23,965
74.7800 EUR
Ordinary
CFD
SHORT
2,803
74.9917 EUR
Ordinary
CFD
SHORT
797
74.9917 EUR
Ordinary
CFD
SHORT
13
75.3338 EUR
Ordinary
CFD
SHORT
263
75.5802 EUR
Ordinary
CFD
SHORT
50
70.6312 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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