REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI) Intercontinental Exchange, Inc. <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

29/04/2016 10:40

RNS Number : 8231W
Morgan Stanley Capital Services LLC
29 April 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Intercontinental Exchange, Inc.
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
28 APRIL 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 common stock
PURCHASES
5,559
243.3900 USD
240.3600 USD
USD 0.01 common stock
SALES
12,070
243.4100 USD
240.2700 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 common stock
CFD
LONG
300
240.5866 USD
USD 0.01 common stock
CFD
LONG
200
240.6200 USD
USD 0.01 common stock
CFD
LONG
300
241.2200 USD
USD 0.01 common stock
CFD
LONG
700
241.7031 USD
USD 0.01 common stock
CFD
LONG
100
241.8600 USD
USD 0.01 common stock
CFD
LONG
6
242.0265 USD
USD 0.01 common stock
CFD
LONG
67
242.0265 USD
USD 0.01 common stock
CFD
LONG
12
242.0265 USD
USD 0.01 common stock
CFD
LONG
216
242.0265 USD
USD 0.01 common stock
CFD
LONG
300
242.0562 USD
USD 0.01 common stock
CFD
LONG
6
242.1900 USD
USD 0.01 common stock
CFD
LONG
1
242.2500 USD
USD 0.01 common stock
CFD
LONG
1
242.2500 USD
USD 0.01 common stock
CFD
LONG
500
242.3834 USD
USD 0.01 common stock
CFD
LONG
7,500
242.5654 USD
USD 0.01 common stock
CFD
LONG
100
243.1500 USD
USD 0.01 common stock
CFD
SHORT
2,214
241.1689 USD
USD 0.01 common stock
CFD
SHORT
649
242.0335 USD
USD 0.01 common stock
CFD
SHORT
1
242.1400 USD
USD 0.01 common stock
CFD
SHORT
2
242.1400 USD
USD 0.01 common stock
CFD
SHORT
4
242.2400 USD
USD 0.01 common stock
CFD
SHORT
300
242.2407 USD
USD 0.01 common stock
CFD
SHORT
600
242.4524 USD
USD 0.01 common stock
CFD
SHORT
1,093
242.5282 USD
USD 0.01 common stock
CFD
SHORT
100
243.2300 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
29 APRIL 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FERFMGZDLLFGVZG