REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Intercontinental Exchange, Inc. <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

04/05/2016 11:20

RNS Number : 2143X
Morgan Stanley Capital Services LLC
04 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Intercontinental Exchange, Inc.
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
03 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 common stock
PURCHASES
12,387
243.7900 USD
238.1400 USD
USD 0.01 common stock
SALES
17,163
242.5400 USD
238.3900 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 common stock
CFD
LONG
6
239.0600 USD
USD 0.01 common stock
CFD
LONG
10
239.0600 USD
USD 0.01 common stock
CFD
LONG
39
239.3583 USD
USD 0.01 common stock
CFD
LONG
200
240.0150 USD
USD 0.01 common stock
CFD
LONG
1,860
240.1499 USD
USD 0.01 common stock
CFD
LONG
64
240.2300 USD
USD 0.01 common stock
CFD
LONG
94
240.2300 USD
USD 0.01 common stock
CFD
LONG
29
240.3300 USD
USD 0.01 common stock
CFD
LONG
425
240.3706 USD
USD 0.01 common stock
CFD
LONG
200
240.4150 USD
USD 0.01 common stock
CFD
LONG
4,700
240.4265 USD
USD 0.01 common stock
CFD
LONG
1,200
240.6362 USD
USD 0.01 common stock
CFD
LONG
2,500
240.6397 USD
USD 0.01 common stock
CFD
LONG
200
240.6900 USD
USD 0.01 common stock
CFD
LONG
240
240.7075 USD
USD 0.01 common stock
CFD
LONG
332
240.7815 USD
USD 0.01 common stock
CFD
LONG
3,500
240.8865 USD
USD 0.01 common stock
CFD
LONG
1,302
240.9558 USD
USD 0.01 common stock
CFD
LONG
46
240.9600 USD
USD 0.01 common stock
CFD
LONG
28
240.9600 USD
USD 0.01 common stock
CFD
LONG
100
241.2000 USD
USD 0.01 common stock
CFD
SHORT
100
238.8500 USD
USD 0.01 common stock
CFD
SHORT
20
238.9438 USD
USD 0.01 common stock
CFD
SHORT
115
238.9438 USD
USD 0.01 common stock
CFD
SHORT
20
238.9438 USD
USD 0.01 common stock
CFD
SHORT
382
238.9438 USD
USD 0.01 common stock
CFD
SHORT
5,510
239.4259 USD
USD 0.01 common stock
CFD
SHORT
227
240.0807 USD
USD 0.01 common stock
CFD
SHORT
50
240.2190 USD
USD 0.01 common stock
CFD
SHORT
200
240.3500 USD
USD 0.01 common stock
CFD
SHORT
1,022
240.6311 USD
USD 0.01 common stock
CFD
SHORT
785
240.6525 USD
USD 0.01 common stock
CFD
SHORT
15
240.6525 USD
USD 0.01 common stock
CFD
SHORT
252
240.7595 USD
USD 0.01 common stock
CFD
SHORT
552
240.8246 USD
USD 0.01 common stock
CFD
SHORT
100
240.8306 USD
USD 0.01 common stock
CFD
SHORT
170
240.8443 USD
USD 0.01 common stock
CFD
SHORT
245
240.8681 USD
USD 0.01 common stock
CFD
SHORT
120
240.9800 USD
USD 0.01 common stock
CFD
SHORT
200
241.7125 USD
USD 0.01 common stock
CFD
SHORT
157
242.2700 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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