REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Intercontinental Exchange, Inc. <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 11:05

RNS Number : 3649X
Morgan Stanley Capital Services LLC
05 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Intercontinental Exchange, Inc.
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
04 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 common stock
PURCHASES
86,860
261.9400 USD
240.9800 USD
USD 0.01 common stock
SALES
53,666
261.2500 USD
240.9800 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 common stock
CFD
LONG
40
257.3900 USD
USD 0.01 common stock
CFD
LONG
25
257.6600 USD
USD 0.01 common stock
CFD
LONG
89
257.7352 USD
USD 0.01 common stock
CFD
LONG
695
257.7551 USD
USD 0.01 common stock
CFD
LONG
361
257.8127 USD
USD 0.01 common stock
CFD
LONG
157
257.8300 USD
USD 0.01 common stock
CFD
LONG
1,669
257.9294 USD
USD 0.01 common stock
CFD
LONG
1,575
257.9495 USD
USD 0.01 common stock
CFD
LONG
2,010
258.0141 USD
USD 0.01 common stock
CFD
LONG
616
258.0244 USD
USD 0.01 common stock
CFD
LONG
400
258.0800 USD
USD 0.01 common stock
CFD
LONG
12,100
258.0806 USD
USD 0.01 common stock
CFD
LONG
100
258.0818 USD
USD 0.01 common stock
CFD
LONG
9,076
258.1044 USD
USD 0.01 common stock
CFD
LONG
8,400
258.1287 USD
USD 0.01 common stock
CFD
LONG
900
258.4188 USD
USD 0.01 common stock
CFD
LONG
53
258.4200 USD
USD 0.01 common stock
CFD
LONG
500
258.4900 USD
USD 0.01 common stock
CFD
LONG
16
258.5023 USD
USD 0.01 common stock
CFD
LONG
100
258.5800 USD
USD 0.01 common stock
CFD
LONG
4,456
260.4375 USD
USD 0.01 common stock
CFD
SHORT
29
257.2116 USD
USD 0.01 common stock
CFD
SHORT
537
257.2116 USD
USD 0.01 common stock
CFD
SHORT
29
257.2116 USD
USD 0.01 common stock
CFD
SHORT
162
257.2116 USD
USD 0.01 common stock
CFD
SHORT
190
257.5288 USD
USD 0.01 common stock
CFD
SHORT
18
258.0700 USD
USD 0.01 common stock
CFD
SHORT
4
258.0700 USD
USD 0.01 common stock
CFD
SHORT
30
258.0700 USD
USD 0.01 common stock
CFD
SHORT
3
258.0700 USD
USD 0.01 common stock
CFD
SHORT
2,700
258.1822 USD
USD 0.01 common stock
CFD
SHORT
61,900
258.2973 USD
USD 0.01 common stock
CFD
SHORT
70
258.2973 USD
USD 0.01 common stock
CFD
SHORT
200
258.4250 USD
USD 0.01 common stock
CFD
SHORT
1,800
258.4797 USD
USD 0.01 common stock
CFD
SHORT
200
258.4900 USD
USD 0.01 common stock
CFD
SHORT
819
258.4900 USD
USD 0.01 common stock
CFD
SHORT
9
258.4900 USD
USD 0.01 common stock
CFD
SHORT
4
258.5800 USD
USD 0.01 common stock
CFD
SHORT
2,300
258.6368 USD
USD 0.01 common stock
CFD
SHORT
500
258.6778 USD
USD 0.01 common stock
CFD
SHORT
1,187
258.7548 USD
USD 0.01 common stock
CFD
SHORT
1,692
258.8914 USD
USD 0.01 common stock
CFD
SHORT
300
259.3866 USD
USD 0.01 common stock
CFD
SHORT
200
259.4150 USD
USD 0.01 common stock
CFD
SHORT
200
259.5750 USD
USD 0.01 common stock
CFD
SHORT
1,901
259.9735 USD
USD 0.01 common stock
CFD
SHORT
109
260.1677 USD
USD 0.01 common stock
CFD
SHORT
100
260.5000 USD
USD 0.01 common stock
CFD
SHORT
7,886
260.6340 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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