REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI) Replacement Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>
29/04/2016 15:15
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160428:nRSb6664Wa RNS Number : 8852W Morgan Stanley Capital Services LLC 29 April 2016 AMENDMENT(Section 2b) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Capital Services LLC (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Deutsche Boerse AG (c) Name of the party to the offer with which exempt principal trader is connected: Intercontinental Exchange, Inc. (d) Date dealing undertaken: 27 APRIL 2016 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received N/A N/A N/A N/A N/A (b) Cash-settled derivative transactions Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit Ordinary CFD LONG 20 75.2900 EUR Ordinary CFD LONG 800 75.4423 EUR Ordinary CFD LONG 844 75.5139 EUR Ordinary CFD LONG 1,118 75.5139 EUR Ordinary CFD LONG 2,445 75.5146 EUR Ordinary CFD LONG 3,315 75.5200 EUR Ordinary CFD LONG 29 75.6285 EUR Ordinary CFD LONG 477 75.6323 EUR Ordinary CFD LONG 315 75.7176 EUR Ordinary CFD LONG 1,969 75.7461 EUR Ordinary CFD LONG 450 75.8053 EUR Ordinary CFD LONG 5 75.9342 EUR Ordinary CFD LONG 173 75.9342 EUR Ordinary CFD LONG 73 75.9644 EUR Ordinary CFD LONG 100 75.9645 EUR Ordinary CFD SHORT 1,990 75.4644 EUR Ordinary CFD SHORT 3,315 75.5200 EUR Ordinary CFD SHORT 1,204 75.5258 EUR Ordinary CFD SHORT 1,135 75.5394 EUR Ordinary CFD SHORT 36 75.5600 EUR Ordinary CFD SHORT 3 75.5600 EUR Ordinary CFD SHORT 40 75.6000 EUR Ordinary CFD SHORT 39 75.6141 EUR Ordinary CFD SHORT 218 75.6342 EUR Ordinary CFD SHORT 3,135 75.6342 EUR Ordinary CFD SHORT 1,446 75.6528 EUR Ordinary CFD SHORT 457 75.6744 EUR Ordinary CFD SHORT 100 75.7693 EUR (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercise Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 29 APRIL 2016 Contact name: Craig Horsley Telephone number: +44(141) 245 7736 Telephone number: +44(141) 245 7736 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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