REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI) Replacement Intercontinental Exc <Origin Href="QuoteRef">ICE.N</Origin>
29/04/2016 15:05
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160428:nRSb6697Wa RNS Number : 8821W Morgan Stanley Capital Services LLC 29 April 2016 AMENDMENT(Section 2b) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Capital Services LLC (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Intercontinental Exchange, Inc. (c) Name of the party to the offer with which exempt principal trader is connected: Intercontinental Exchange, Inc. (d) Date dealing undertaken: 27 APRIL 2016 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received USD 0.01 common stock PURCHASES 6,744 244.4000 USD 241.6000 USD USD 0.01 common stock SALES 16,919 244.5800 USD 241.5600 USD (b) Cash-settled derivative transactions Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit USD 0.01 common stock CFD LONG 100 241.7900 USD USD 0.01 common stock CFD LONG 400 242.8900 USD USD 0.01 common stock CFD LONG 100 242.9600 USD USD 0.01 common stock CFD LONG 1,300 243.0246 USD USD 0.01 common stock CFD LONG 71 243.3000 USD USD 0.01 common stock CFD LONG 380 243.3542 USD USD 0.01 common stock CFD LONG 400 243.4757 USD USD 0.01 common stock CFD LONG 2,500 243.5172 USD USD 0.01 common stock CFD LONG 4,743 243.5772 USD USD 0.01 common stock CFD LONG 43 243.6389 USD USD 0.01 common stock CFD LONG 767 243.6389 USD USD 0.01 common stock CFD LONG 21 243.6389 USD USD 0.01 common stock CFD LONG 237 243.6389 USD USD 0.01 common stock CFD LONG 100 243.7200 USD USD 0.01 common stock CFD LONG 400 243.7295 USD USD 0.01 common stock CFD LONG 300 243.7700 USD USD 0.01 common stock CFD LONG 1,435 243.9929 USD USD 0.01 common stock CFD LONG 56 244.0104 USD USD 0.01 common stock CFD LONG 308 244.0152 USD USD 0.01 common stock CFD LONG 435 244.0170 USD USD 0.01 common stock CFD SHORT 53 242.5600 USD USD 0.01 common stock CFD SHORT 1,943 242.9146 USD USD 0.01 common stock CFD SHORT 732 243.1554 USD USD 0.01 common stock CFD SHORT 2,825 243.2802 USD USD 0.01 common stock CFD SHORT 2 243.5250 USD USD 0.01 common stock CFD SHORT 2 243.5250 USD USD 0.01 common stock CFD SHORT 131 243.7742 USD USD 0.01 common stock CFD SHORT 100 243.9700 USD USD 0.01 common stock CFD SHORT 100 244.0000 USD USD 0.01 common stock CFD SHORT 1 244.0800 USD USD 0.01 common stock CFD SHORT 1 244.0800 USD USD 0.01 common stock CFD SHORT 3 244.0800 USD (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercise Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 29 APRIL 2016 Contact name: Craig Horsley Telephone number: +44(141) 245 7736 Telephone number: +44(141) 245 7736 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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