REG - Morgan Stanley Cap Intercontinental Exc - Form 8.5 (EPT/RI)Replacement INTERCONTINENTAL Inc <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

04/05/2016 16:55

RNS Number : 2786X
Morgan Stanley Capital Services LLC
04 May 2016
AMENDMENT(section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Intercontinental Exchange, Inc.
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
02 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 common stock
PURCHASES
19,329
244.6800 USD
239.4100 USD
USD 0.01 common stock
SALES
30,151
244.7100 USD
240.1400 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 common stock
CFD
LONG
673
240.3000 USD
USD 0.01 common stock
CFD
LONG
420
242.4533 USD
USD 0.01 common stock
CFD
LONG
5,200
243.4350 USD
USD 0.01 common stock
CFD
LONG
1,000
243.5530 USD
USD 0.01 common stock
CFD
LONG
300
243.6233 USD
USD 0.01 common stock
CFD
LONG
100
243.6300 USD
USD 0.01 common stock
CFD
LONG
85
243.8300 USD
USD 0.01 common stock
CFD
LONG
115
243.8300 USD
USD 0.01 common stock
CFD
LONG
16,009
243.9335 USD
USD 0.01 common stock
CFD
LONG
185
244.0162 USD
USD 0.01 common stock
CFD
LONG
1,300
244.0409 USD
USD 0.01 common stock
CFD
LONG
1,000
244.1015 USD
USD 0.01 common stock
CFD
LONG
3,600
244.1735 USD
USD 0.01 common stock
CFD
LONG
126
244.3784 USD
USD 0.01 common stock
CFD
LONG
600
244.5016 USD
USD 0.01 common stock
CFD
LONG
67
244.5500 USD
USD 0.01 common stock
CFD
SHORT
1,345
224.6800 USD
USD 0.01 common stock
CFD
SHORT
100
239.7500 USD
USD 0.01 common stock
CFD
SHORT
1
240.3200 USD
USD 0.01 common stock
CFD
SHORT
100
240.4600 USD
USD 0.01 common stock
CFD
SHORT
4,890
240.6603 USD
USD 0.01 common stock
CFD
SHORT
13
241.0200 USD
USD 0.01 common stock
CFD
SHORT
10
241.0200 USD
USD 0.01 common stock
CFD
SHORT
7,700
241.1048 USD
USD 0.01 common stock
CFD
SHORT
400
241.5313 USD
USD 0.01 common stock
CFD
SHORT
59
241.8757 USD
USD 0.01 common stock
CFD
SHORT
76
242.4387 USD
USD 0.01 common stock
CFD
SHORT
44
242.9661 USD
USD 0.01 common stock
CFD
SHORT
21
243.5256 USD
USD 0.01 common stock
CFD
SHORT
376
243.5256 USD
USD 0.01 common stock
CFD
SHORT
113
243.5256 USD
USD 0.01 common stock
CFD
SHORT
12
243.5256 USD
USD 0.01 common stock
CFD
SHORT
4,000
243.5421 USD
USD 0.01 common stock
CFD
SHORT
181
243.5829 USD
USD 0.01 common stock
CFD
SHORT
1
244.2000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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