REG - Morgan Stanley Cap Intercontinental Exc LondonStockExGroup - Form 8.5 (EPT/RI)London Stock Exchange Group Plc <Origin Href="QuoteRef">ICE.N</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 11:10

RNS Number : 3690X
Morgan Stanley Capital Services LLC
05 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
04 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
N/A
N/A
N/A
N/A 
N/A 
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
CFD
LONG
92,920
31.1559 GBP
6 79/86p ordinary
CFD
LONG
4,734
24.5068 GBP
6 79/86p ordinary
CFD
LONG
3,902
24.5068 GBP
6 79/86p ordinary
CFD
LONG
2,912
24.5068 GBP
6 79/86p ordinary
CFD
LONG
579
25.0246 GBP
6 79/86p ordinary
CFD
LONG
417
25.0443 GBP
6 79/86p ordinary
CFD
LONG
35
25.0443 GBP
6 79/86p ordinary
CFD
LONG
48
25.0443 GBP
6 79/86p ordinary
CFD
LONG
2,726
25.0678 GBP
6 79/86p ordinary
CFD
LONG
330
25.0678 GBP
6 79/86p ordinary
CFD
LONG
1,153
25.0678 GBP
6 79/86p ordinary
CFD
LONG
3,956
25.0678 GBP
6 79/86p ordinary
CFD
LONG
35,319
25.0678 GBP
6 79/86p ordinary
CFD
LONG
1,379
25.0678 GBP
6 79/86p ordinary
CFD
LONG
3,775
25.0678 GBP
6 79/86p ordinary
CFD
LONG
1,023
25.0678 GBP
6 79/86p ordinary
CFD
LONG
70,568
25.0678 GBP
6 79/86p ordinary
CFD
LONG
3,727
25.0678 GBP
6 79/86p ordinary
CFD
LONG
2,117
25.0678 GBP
6 79/86p ordinary
CFD
LONG
953
25.0678 GBP
6 79/86p ordinary
CFD
LONG
145
25.0678 GBP
6 79/86p ordinary
CFD
LONG
4,712
25.0678 GBP
6 79/86p ordinary
CFD
LONG
13,785
25.0678 GBP
6 79/86p ordinary
CFD
LONG
5,905
25.0678 GBP
6 79/86p ordinary
CFD
LONG
28,427
25.0678 GBP
6 79/86p ordinary
CFD
LONG
1,669
25.0859 GBP
6 79/86p ordinary
CFD
LONG
192
25.0859 GBP
6 79/86p ordinary
CFD
LONG
139
25.0859 GBP
6 79/86p ordinary
CFD
LONG
1,082
25.2699 GBP
6 79/86p ordinary
CFD
LONG
3,781
25.2699 GBP
6 79/86p ordinary
CFD
LONG
3,354
25.2699 GBP
6 79/86p ordinary
CFD
LONG
12,373
25.2699 GBP
6 79/86p ordinary
CFD
LONG
4,519
25.2699 GBP
6 79/86p ordinary
CFD
LONG
115,767
25.2699 GBP
6 79/86p ordinary
CFD
LONG
12,967
25.2699 GBP
6 79/86p ordinary
CFD
LONG
8,933
25.2699 GBP
6 79/86p ordinary
CFD
LONG
15,446
25.2699 GBP
6 79/86p ordinary
CFD
LONG
1,845
25.2699 GBP
6 79/86p ordinary
CFD
LONG
1,280
25.2699 GBP
6 79/86p ordinary
CFD
LONG
473
25.2699 GBP
6 79/86p ordinary
CFD
LONG
6,939
25.2699 GBP
6 79/86p ordinary
CFD
LONG
12,216
25.2699 GBP
6 79/86p ordinary
CFD
LONG
231,308
25.2699 GBP
6 79/86p ordinary
CFD
LONG
19,357
25.2699 GBP
6 79/86p ordinary
CFD
LONG
45,183
25.2699 GBP
6 79/86p ordinary
CFD
LONG
93,177
25.2699 GBP
6 79/86p ordinary
CFD
LONG
7,658
25.2945 GBP
6 79/86p ordinary
CFD
LONG
15,793
25.2945 GBP
6 79/86p ordinary
CFD
LONG
3,281
25.2945 GBP
6 79/86p ordinary
CFD
LONG
39,205
25.2945 GBP
6 79/86p ordinary
CFD
LONG
2,071
25.2945 GBP
6 79/86p ordinary
CFD
LONG
1,176
25.2945 GBP
6 79/86p ordinary
CFD
LONG
530
25.2945 GBP
6 79/86p ordinary
CFD
LONG
77
25.2945 GBP
6 79/86p ordinary
CFD
LONG
2,618
25.2945 GBP
6 79/86p ordinary
CFD
LONG
19,622
25.2945 GBP
6 79/86p ordinary
CFD
LONG
2,198
25.2945 GBP
6 79/86p ordinary
CFD
LONG
2,097
25.2945 GBP
6 79/86p ordinary
CFD
LONG
766
25.2945 GBP
6 79/86p ordinary
CFD
LONG
569
25.2945 GBP
6 79/86p ordinary
CFD
LONG
641
25.2945 GBP
6 79/86p ordinary
CFD
LONG
184
25.2945 GBP
6 79/86p ordinary
CFD
LONG
1,514
25.2945 GBP
6 79/86p ordinary
CFD
LONG
300
25.7600 GBP
6 79/86p ordinary
CFD
LONG
18,750
25.7600 GBP
6 79/86p ordinary
CFD
LONG
970
25.7674 GBP
6 79/86p ordinary
CFD
LONG
80
26.0548 GBP
6 79/86p ordinary
CFD
LONG
8,826
26.2418 GBP
6 79/86p ordinary
CFD
LONG
54
26.9100 GBP
6 79/86p ordinary
CFD
SHORT
228
24.6400 GBP
6 79/86p ordinary
CFD
SHORT
351
24.7255 GBP
6 79/86p ordinary
CFD
SHORT
11,291
24.9463 GBP
6 79/86p ordinary
CFD
SHORT
451
25.0635 GBP
6 79/86p ordinary
CFD
SHORT
3,197
25.1245 GBP
6 79/86p ordinary
CFD
SHORT
5,310
25.1541 GBP
6 79/86p ordinary
CFD
SHORT
2
25.1800 GBP
6 79/86p ordinary
CFD
SHORT
12
25.1800 GBP
6 79/86p ordinary
CFD
SHORT
13,000
25.2301 GBP
6 79/86p ordinary
CFD
SHORT
16,382
25.2301 GBP
6 79/86p ordinary
CFD
SHORT
130
25.3726 GBP
6 79/86p ordinary
CFD
SHORT
850
25.3782 GBP
6 79/86p ordinary
CFD
SHORT
6,697
25.6195 GBP
6 79/86p ordinary
CFD
SHORT
993
25.7531 GBP
6 79/86p ordinary
CFD
SHORT
902
26.9191 GBP
6 79/86p ordinary
CFD
SHORT
98
26.9220 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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