REG - Morgan Stanley & Co. Intercontinental Exc - Form 8.5 (EPT/RI)Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

03/05/2016 07:07

RNS Number : 9378W
Morgan Stanley & Co. Int'l plc
02 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
29 APRIL 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
Ordinary
PURCHASES
108,260
73.6500 EUR
71.6900 EUR
Ordinary
SALES
96,864
73.9700 EUR
71.6860 EUR
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
1,854
71.6860 EUR
Ordinary
CFD
LONG
212
71.6900 EUR
Ordinary
CFD
LONG
138
71.6900 EUR
Ordinary
CFD
LONG
444
71.6900 EUR
Ordinary
CFD
LONG
634
71.6900 EUR
Ordinary
CFD
LONG
1,491
72.0522 EUR
Ordinary
CFD
LONG
25
72.0681 EUR
Ordinary
CFD
LONG
511
72.0681 EUR
Ordinary
CFD
LONG
538
72.0681 EUR
Ordinary
CFD
LONG
4,408
72.0866 EUR
Ordinary
CFD
LONG
6,472
72.2208 EUR
Ordinary
CFD
LONG
13
72.3277 EUR
Ordinary
CFD
LONG
8,472
72.4923 EUR
Ordinary
CFD
LONG
809
72.5159 EUR
Ordinary
CFD
LONG
1,008
72.5159 EUR
Ordinary
CFD
LONG
32
72.5159 EUR
Ordinary
CFD
LONG
269
72.6626 EUR
Ordinary
CFD
SHORT
4
71.6900 EUR
Ordinary
CFD
SHORT
255
71.6900 EUR
Ordinary
CFD
SHORT
744
71.6900 EUR
Ordinary
CFD
SHORT
8
71.6900 EUR
Ordinary
CFD
SHORT
28
71.6900 EUR
Ordinary
CFD
SHORT
7,500
71.7853 EUR
Ordinary
CFD
SHORT
147
71.8521 EUR
Ordinary
CFD
SHORT
10,903
72.5009 EUR
Ordinary
CFD
SHORT
239
72.6459 EUR
Ordinary
CFD
SHORT
723
72.8093 EUR
Ordinary
CFD
SHORT
442
72.8826 EUR
Ordinary
CFD
SHORT
597
73.6500 EUR
Ordinary
CFD
LONG
3,309
71.6900 EUR
Ordinary
CFD
LONG
14
71.6900 EUR
Ordinary
CFD
SHORT
34
71.6900 EUR
Ordinary
CFD
SHORT
7,194
71.6900 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
03 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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