REG - Morgan Stanley & Co. Intercontinental Exc - Form 8.5 (EPT/RI)Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

04/05/2016 11:25

RNS Number : 2165X
Morgan Stanley & Co. Int'l plc
04 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
03 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
Ordinary
PURCHASES
142,235
71.0600 EUR
70.3200 EUR
Ordinary
SALES
154,280
71.0900 EUR
70.4100 EUR
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
32
70.6350 EUR
Ordinary
CFD
LONG
130
70.6474 EUR
Ordinary
CFD
LONG
2,452
70.6661 EUR
Ordinary
CFD
LONG
3,714
70.6984 EUR
Ordinary
CFD
LONG
78
70.8100 EUR
Ordinary
CFD
LONG
3,681
70.8377 EUR
Ordinary
CFD
LONG
185
70.8377 EUR
Ordinary
CFD
LONG
4,683
70.8377 EUR
Ordinary
CFD
LONG
701
70.8392 EUR
Ordinary
CFD
LONG
1
70.8600 EUR
Ordinary
CFD
LONG
1,195
70.9560 EUR
Ordinary
CFD
SHORT
1
70.6500 EUR
Ordinary
CFD
SHORT
341
70.6565 EUR
Ordinary
CFD
SHORT
1,789
70.6656 EUR
Ordinary
CFD
SHORT
732
70.6700 EUR
Ordinary
CFD
SHORT
159
70.6700 EUR
Ordinary
CFD
SHORT
246
70.6700 EUR
Ordinary
CFD
SHORT
1,162
70.6700 EUR
Ordinary
CFD
SHORT
2,497
70.6834 EUR
Ordinary
CFD
SHORT
994
70.6869 EUR
Ordinary
CFD
SHORT
10,412
70.7039 EUR
Ordinary
CFD
SHORT
78
70.7600 EUR
Ordinary
CFD
SHORT
696
70.7841 EUR
Ordinary
CFD
SHORT
879
70.7841 EUR
Ordinary
CFD
SHORT
38
70.7841 EUR
Ordinary
CFD
SHORT
4,400
70.8872 EUR
Ordinary
CFD
LONG
6,260
70.6700 EUR
Ordinary
CFD
LONG
18
70.6700 EUR
Ordinary
CFD
SHORT
5
70.6700 EUR
Ordinary
CFD
SHORT
5,585
70.6700 EUR
Ordinary
CFD
SHORT
161
70.8419 EUR
Ordinary
CFD
SHORT
325
70.8422 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
04 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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