REG - Morgan Stanley & Co. Intercontinental Exc - Form 8.5 (EPT/RI)Replacement Deutsche Borse AG <Origin Href="QuoteRef">ICE.N</Origin>
03/05/2016 17:40
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20160429:nRSc8211Wa RNS Number : 1310X Morgan Stanley & Co. Int'l plc 03 May 2016 AMENDMENT(Section 2b) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley & Co. International plc (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Deutsche Boerse AG (c) Name of the party to the offer with which exempt principal trader is connected: Intercontinental Exchange, Inc. (d) Date dealing undertaken: 28 APRIL 2016 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received Ordinary PURCHASES 201,841 74.9200 EUR 74.0600 EUR Ordinary SALES 184,628 75.0000 EUR 74.0400 EUR (b) Cash-settled derivative transactions Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit Ordinary CFD LONG 997 74.3266 EUR Ordinary CFD LONG 127 74.3856 EUR Ordinary CFD LONG 588 74.3994 EUR Ordinary CFD LONG 27 74.3994 EUR Ordinary CFD LONG 680 74.3994 EUR Ordinary CFD LONG 120 74.4000 EUR Ordinary CFD LONG 7,793 74.4581 EUR Ordinary CFD LONG 3,585 74.5161 EUR Ordinary CFD LONG 164 74.5459 EUR Ordinary CFD LONG 98,516 74.5500 EUR Ordinary CFD LONG 10,000 74.5500 EUR Ordinary CFD LONG 109 74.5500 EUR Ordinary CFD LONG 1,210 74.5614 EUR Ordinary CFD LONG 1,007 74.5825 EUR Ordinary CFD LONG 1,563 74.5825 EUR Ordinary CFD LONG 55 74.5825 EUR Ordinary CFD SHORT 2,567 74.3288 EUR Ordinary CFD SHORT 787 74.3288 EUR Ordinary CFD SHORT 376 74.3332 EUR Ordinary CFD SHORT 751 74.3376 EUR Ordinary CFD SHORT 471 74.4106 EUR Ordinary CFD SHORT 123 74.4118 EUR Ordinary CFD SHORT 9,391 74.4647 EUR Ordinary CFD SHORT 8,365 74.5282 EUR Ordinary CFD SHORT 10,000 74.5383 EUR Ordinary CFD SHORT 138 74.5500 EUR Ordinary CFD SHORT 634 74.5500 EUR Ordinary CFD SHORT 212 74.5500 EUR Ordinary CFD SHORT 29 74.5500 EUR Ordinary CFD SHORT 211 74.5500 EUR Ordinary CFD SHORT 604 74.5500 EUR Ordinary CFD SHORT 98,516 74.5500 EUR Ordinary CFD SHORT 105 74.6800 EUR Ordinary CFD LONG 34 74.5500 EUR Ordinary CFD LONG 4,955 74.5500 EUR Ordinary CFD SHORT 3,309 74.5500 EUR Ordinary CFD SHORT 26 74.5500 EUR (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercise Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 03 MAY 2016 Contact name: Craig Horsley Telephone number: +44(141) 245 7736 Telephone number: +44(141) 245 7736 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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