REG - Morgan Stanley & Co. Intercontinental Exc LondonStockExGroup - Form 8.5 (EPT/RI)London Stock Exchange Group Plc <Origin Href="QuoteRef">ICE.N</Origin> <Origin Href="QuoteRef">LSE.L</Origin>

Intercontinental ExchangeAnnouncement

03/05/2016 07:08

RNS Number : 9395W
Morgan Stanley & Co. Int'l plc
02 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
London Stock Exchange Group Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
29 APRIL 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
6 79/86p ordinary
PURCHASES
61,447
27.4900 GBP
27.1000 GBP
6 79/86p ordinary
SALES
83,791
27.5000 GBP
27.0800 GBP
6 79/86p ordinary
SALES
22,955
39.7191 USD
39.7191 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
6 79/86p ordinary
CFD
LONG
8,321
27.1285 GBP
6 79/86p ordinary
CFD
LONG
17
27.1300 GBP
6 79/86p ordinary
CFD
LONG
128
27.1300 GBP
6 79/86p ordinary
CFD
LONG
367
27.1300 GBP
6 79/86p ordinary
CFD
LONG
1,700
27.1900 GBP
6 79/86p ordinary
CFD
LONG
137
27.2291 GBP
6 79/86p ordinary
CFD
LONG
6,634
27.2332 GBP
6 79/86p ordinary
CFD
LONG
1,385
27.2369 GBP
6 79/86p ordinary
CFD
LONG
1,488
27.2413 GBP
6 79/86p ordinary
CFD
LONG
28
27.2413 GBP
6 79/86p ordinary
CFD
LONG
5,446
27.2499 GBP
6 79/86p ordinary
CFD
LONG
3,033
27.2618 GBP
6 79/86p ordinary
CFD
LONG
2,855
27.2689 GBP
6 79/86p ordinary
CFD
LONG
7,232
27.2727 GBP
6 79/86p ordinary
CFD
LONG
2,795
27.3479 GBP
6 79/86p ordinary
CFD
SHORT
714
27.1300 GBP
6 79/86p ordinary
CFD
SHORT
12,107
27.1700 GBP
6 79/86p ordinary
CFD
SHORT
13
27.1800 GBP
6 79/86p ordinary
CFD
SHORT
126
27.2300 GBP
6 79/86p ordinary
CFD
SHORT
2,211
27.2519 GBP
6 79/86p ordinary
CFD
SHORT
1,206
27.2543 GBP
6 79/86p ordinary
CFD
SHORT
12,107
27.2598 GBP
6 79/86p ordinary
CFD
SHORT
1,806
27.2978 GBP
6 79/86p ordinary
CFD
SHORT
3,500
27.3600 GBP
6 79/86p ordinary
CFD
LONG
77,532
27.1300 GBP
6 79/86p ordinary
CFD
LONG
52
27.1300 GBP
6 79/86p ordinary
CFD
LONG
22,955
39.7192 GBP
6 79/86p ordinary
CFD
SHORT
108
27.1300 GBP
6 79/86p ordinary
CFD
SHORT
76,169
27.1300 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
03 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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