REG - Morgan Stanley&CoLLC Intercontinental Exc - Form 8.5 (EPT/RI)Intercontinental Exchange, Inc. <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 11:05

RNS Number : 3646X
Morgan Stanley & Co. LLC
05 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Intercontinental Exchange, Inc.
(c) Name of the party to the offer with which exempt principal trader is connected:
Intercontinental Exchange, Inc.
(d) Date dealing undertaken:
04 MAY 2016
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 common stock
PURCHASES
557,198
262.7000 USD
240.9800 USD
USD 0.01 common stock
SALES
561,284
262.7000 USD
240.9800 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 common stock
CFD
LONG
1,860
257.4000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
USD 0.01 common stock
PUT
PURCHASE 
100
250.0000
A
17/06/2016
4.6000 USD
USD 0.01 common stock
CALL
PURCHASE 
100
260.0000
A
17/06/2016
6.5000 USD
USD 0.01 common stock
CALL
PURCHASE 
100
260.0000
A
17/06/2016
7.2000 USD
USD 0.01 common stock
CALL
PURCHASE 
800
270.0000
A
16/09/2016
7.9000 USD
USD 0.01 common stock
CALL
PURCHASE 
500
270.0000
A
16/09/2016
8.5100 USD
USD 0.01 common stock
CALL
PURCHASE 
500
270.0000
A
16/09/2016
8.5100 USD
USD 0.01 common stock
PUT
PURCHASE 
300
260.0000
A
17/06/2016
8.6000 USD
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 MAY 2016
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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