REG - Morgan Stanley&CoLLC Intercontinental Exc - Form 8.5 (EPT/RI)Replacement INTERCONTINENTAL Exch <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

06/05/2016 16:00

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RNS Number : 5616X
Morgan Stanley & Co. LLC
06 May 2016 
 
AMENDMENT(Section 2a) 
 
FORM 8.5 (EPT/RI) 
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY 
 
Rule 8.5 of the Takeover Code (the "Code") 
 
1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                                                                                      Morgan Stanley & Co. LLC         
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:     Use a separate form for each offeror/offeree  Intercontinental Exchange, Inc.  
 (c) Name of the party to the offer with which exempt principal trader is connected:                                                       Intercontinental Exchange, Inc.  
 (d) Date dealing undertaken:                                                                                                              28 APRIL 2016                    
 (e)Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?              Yes                              
 
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 
 
The currency of all prices and other monetary amounts should be stated. 
 
(a)        Purchases and sales 
 
 Class of relevant security  Purchases/sales  Total   number of securities  Highest price per unit paid/received  Lowest price per unit paid/received  
 USD 0.01 common stock       PURCHASES        55,613                        243.4600 USD                          240.1800 USD                         
 USD 0.01 common stock       SALES            58,824                        243.4500 USD                          240.2700 USD                         
 
 
(b)        Cash-settled derivative transactions 
 
 Class of relevant security  Product description             e.g. CFD  Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position  Number of reference securities  Price per unit  
 USD 0.01 common stock       CFD                                       LONG                                                                                                     3,201                           243.2110 USD    
 
 
(c)        Stock-settled derivative transactions (including options) 
 
(i)         Writing, selling, purchasing or varying 
 
 Class of relevant security  Product description             e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type   e.g. American, European etc.  Expiry date  Option money paid/ received per unit  
 USD 0.01 common stock       PUT                                               SALE                                        100                                           220.0000                 A                                    20/05/2016   0.9500 USD                            
 USD 0.01 common stock       CALL                                              SALE                                        200                                           240.0000                 A                                    17/06/2016   9.0700 USD                            
 
 
(ii)        Exercise 
 
 Class of relevant security  Product description            e.g. call option  Number of securities  Exercise price per unit  
 N/A                         N/A                                              N/A                   N/A                      
 
 
(d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security  Nature of dealing            e.g. subscription, conversion  Details  Price per unit (if applicable)  
 N/A                         N/A                                                         N/A      N/A                             
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 
 
3.         OTHER INFORMATION 
 
(a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none"  
 None                                                                                                                                                                                                                                                                                                                                                                                                                                    
 
 
(b)        Agreements, arrangements or understandings relating to options or
derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"  
 None                                                                                                                                                                                                                                                                                                                                                                                                                                                   
 
 
 Date of disclosure:  06 MAY 2016        
 Contact name:        Craig Horsley      
 Telephone number:    +44(141) 245 7736  
 
 
Telephone number: 
 
+44(141) 245 7736 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
This information is provided by RNS
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