REG-TIAA-CREF Form 8.3 - Intercontinental Exchange <Origin Href="QuoteRef">ICE.N</Origin>

Intercontinental ExchangeAnnouncement

05/05/2016 13:25

      Form 8.3 - Intercontinental Exchange    
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1.KEY INFORMATION
(a) Full name of discloser:
                  
          TIAA-CREF Investment Management, LLC / Teachers Advisors, Inc. /           Nuveen Investments, Inc.        
(b) Owner or controller of interests and short positions           disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For             a trust, the trustee(s), settlor and beneficiaries must be named.
          N/A        
(c) Name of offeror/offeree in relation to whose relevant           securities this form relates:
Use a separate form for each offeror/offeree
          Intercontinental Exchange, Inc.        
(d) If an exempt fund manager connected with an offeror/offeree,           state this and specify identity of offeror/offeree:
          N/A        
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest             practicable date prior to the disclosure
          4 May 2016        
(f) In addition to the company in 1(c) above, is the discloser           making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state N/A
          YES: Deutsche Boerse AG, London Stock Exchange Group Plc        
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more       than one class of relevant securities of the offeror or offeree named in       1(c), copy table 2(a) or (b) (as appropriate) for each additional class       of relevant security.
(a)Interests and short positions in the relevant securities       of the offeror or offeree to which the disclosure relates following the       dealing (if any)
Class of relevant security:
                  
          USD 0.01        
                      
Interests
                  
Short positions
Number
                  
%
Number
                  
%
(1) Relevant securities owned and/or controlled:
          999,543        
          0.840%        
                  
                  
(2) Cash-settled derivatives:
                  
                  
                  
                  
(3) Stock-settled derivatives (including options) and agreements           to purchase/sell:
                  
                  
                  
                  
TOTAL:
          999,543        
          0.840%        
                  
                  
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including       traded options), or agreements to purchase or sell relevant securities,       should be given on a Supplemental Form8 (Open Positions).
(b)Rights to subscribe for new securities (including       directors and other employee options)
Class of relevant security in relation to which subscription           right exists:
          N/A        
Details, including nature of the rights concerned and relevant           percentages:
          N/A        
3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant       securities of the offeror or offeree named in 1(c), copy table 3(a),       (b), (c) or (d) (as appropriate) for each additional class of relevant       security dealt in.
The currency of all prices and other monetary amounts should be       stated.
(a)Purchases and sales
Class of relevant security
                  
Purchase/sale
                  
Number of securities
                  
Price per unit
          USD 0.01        
          Purchase        
          426        
          USD 258.4900        
          USD 0.01        
          Purchase        
          509        
          USD 258.4900        
          USD 0.01        
          Sale        
          4,224        
          USD 258.1471        
          USD 0.01        
          Sale        
          4,424        
          USD 258.1627        
          USD 0.01        
          Sale        
          6,000        
          USD 258.0018        
          USD 0.01        
          Sale        
          7,832        
          USD 258.0019        
          USD 0.01        
          Purchase        
          2,500        
          USD 257.8300        
          USD 0.01        
          Purchase        
          31,250        
          USD 259.6641        
(b)Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing             a long/short position
Number of reference securities
Price per unit
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
(c)Stock-settled derivative transactions (including options)
(i)Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
(ii)Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
          N/A        
          N/A        
          N/A        
          N/A        
          N/A        
(d)Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
          N/A        
          N/A        
          N/A        
          N/A        
4.OTHER INFORMATION
(a)Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement           or understanding, formal or informal, relating to relevant           securities which may be an inducement to deal or refrain from           dealing entered into by the person making the disclosure and any           party to the offer or any person acting in concert with a party to           the offer:
Irrevocable commitments and letters of intent should not be             included. If there are no such agreements, arrangements or             understandings, state none
            None          
(b)Agreements, arrangements or understandings relating to       options or derivatives
Details of any agreement, arrangement or understanding, formal or           informal, between the person making the disclosure and any other           person relating to:
(i) the voting rights of any relevant securities under any             option; or 
(ii) the voting rights or future acquisition or disposal of any             relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or             understandings, state none
            None          
(c)Attachments
Is a Supplemental Form 8 (Open Positions) attached?
          No        
Date of disclosure:
                  
          5 May 2016        
Contact name:
          Richard S. Biegen          
            Chief Compliance Officer          
Telephone number:
          +1 (212) 913-5830        
Public disclosures under Rule 8 of the Code must be made to a       Regulatory Information Service and must also be emailed to the Takeover       Panel at monitoring@disclosure.org.uk.The Panels Market       Surveillance Unit is available for consultation in relation to the       Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at       www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160505005854/en/
      TIAA-CREF