For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250203:nRSC6972Va&default-theme=true
RNS Number : 6972V Northern Trust Corporation 03 February 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form International Paper Company
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 31(st) January 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Smith (DS) plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 4,289,693.00 1.24
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
4,289,693.00 1.24
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfer of 17988 securities out of
relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock BUY 163 55.627
Common Stock BUY 1868 55.627
Common Stock BUY 27659 55.627
Common Stock BUY 2522 55.627
Common Stock BUY 329 55.627
Common Stock BUY 115 55.627
Common Stock BUY 3693 55.63
Common Stock BUY 1110 55.627
Common Stock BUY 404 55.627
Common Stock BUY 101 55.627
Common Stock BUY 1165 55.627
Common Stock SELL 34 55.63
Common Stock BUY 650 55.627
Common Stock BUY 1116 55.627
Common Stock BUY 9578 55.627
Common Stock BUY 93089 55.627
Common Stock BUY 10299 55.627
Common Stock BUY 160 55.627
Common Stock BUY 3745 55.627
Common Stock BUY 775 55.627
Common Stock BUY 6198 55.627
Common Stock BUY 17253 55.627
Common Stock BUY 38447 55.627
Common Stock BUY 6624 55.627
Common Stock BUY 9323 55.627
Common Stock BUY 8 55.63
Common Stock BUY 353 55.627
Common Stock BUY 1532 55.627
Common Stock BUY 1725 55.627
Common Stock BUY 9905 55.627
Common Stock BUY 1555 55.627
Common Stock BUY 2916 55.627
Common Stock BUY 3786 55.627
Common Stock BUY 2561 55.627
Common Stock BUY 34 55.63
Common Stock BUY 3527 55.627
Common Stock BUY 6744 55.627
Common Stock BUY 4 55.63
Common Stock BUY 257 55.627
Common Stock BUY 13 55.75
Common Stock BUY 5491 55.627
Common Stock BUY 4293 55.627
Common Stock BUY 18049 55.627
Common Stock BUY 6078 55.627
Common Stock BUY 56790 55.627
Common Stock BUY 1298 55.627
Common Stock BUY 70 55.627
Common Stock BUY 6961 55.627
Common Stock BUY 185 55.627
Common Stock BUY 4043 55.627
Common Stock BUY 1839 55.627
Common Stock BUY 964 55.627
Common Stock BUY 5800 55.627
Common Stock BUY 5913 55.627
Common Stock BUY 11885 55.627
Common Stock BUY 1278 55.627
Common Stock BUY 7532 55.627
Common Stock BUY 243 55.627
Common Stock BUY 17797 55.627
Common Stock BUY 5237 55.627
Common Stock BUY 843 55.627
Common Stock BUY 1166 55.627
Common Stock BUY 1905 55.627
Common Stock BUY 319 55.627
Common Stock BUY 16608 55.627
Common Stock BUY 61908 55.627
Common Stock SELL 876 55.63
Common Stock BUY 852 55.627
Common Stock BUY 443 55.627
Common Stock BUY 20632 55.627
Common Stock BUY 124 55.627
Common Stock BUY 15700 55.63
Common Stock BUY 2522 55.627
Common Stock BUY 34 55.63
Common Stock SELL 34 55.63
Common Stock BUY 8 55.63
Common Stock BUY 4 55.63
Common Stock BUY 13 55.75
Common Stock BUY 257 55.627
Common Stock BUY 404 55.627
Common Stock BUY 1278 55.627
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3(rd) February 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END RETKZGGZZFNGKZM