REG - Oxford Nanopore Tech IP Group PLC - Holding(s) in Company
18/01/2022 13:00
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RNS Number : 8457Y Oxford Nanopore Technologies plc 18 January 2022
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to Oxford Nanopore Technologies plc
which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify): Issue of Shares X
3. Details of person subject to the notification obligation
Name IP Group plc
City and country of registered office (if applicable) 2nd Floor
3 Pancras Square
King's Cross
London
N1C 4AG
4. Full name of shareholder(s) (if different from 3.)
Name See section 9
City and country of registered office (if applicable) See section 9
5. Date on which the threshold was crossed or reached: 31/12/2021
6. Date on which issuer notified (DD/MM/YYYY): 17/01/2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 9.99% - 9.99% 821,557,647
Position of previous notification (if N/A - N/A
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indi
rect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1)
(Art
10
of
Dire
ctiv
e
2004
/109
/EC)
(DTR
5.2.
1)
GB00BP6S8Z30 82,062,144 - 9.99% -
SUBTOTAL 8. A 82,062,144 9.99%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date
Conversion Period
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date
Conversion Period
settlement
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity( )(please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
IP Group plc 9.99% - 9.99%
IP2IPO Limited 9.99% - 9.99%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
Place of completion 2nd Floor
3 Pancras Square
King's Cross
London
N1C 4AG
Date of completion 17/01/2022
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