REG - Aviva PLC Sainsbury(J) PLC - Form 8.3 - J Sainsbury Plc <Origin Href="QuoteRef">AV.L</Origin> <Origin Href="QuoteRef">SBRY.L</Origin>
13/04/2016 12:10
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RNS Number : 0892V
Aviva PLC
13 April 2016
FORM 8.3
The following amends the Rule 8 announcement released on the 12/04/16 at
15:05, under RNS number 9733U. This announcement includes all trades from
11/02/2016. All other details remain unchanged, and the full amended text
appears below
AMENDMENT - CHANGES TO SECTION 1(e)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: AVIVA PLC AND ITS SUBSIDIARIES
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree J SAINSBURY PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure 11 APRIL 2016 (IN ADDITION AVIVA PLC & ITS SUBSIDIARIES HAVE DEALT ON PREVIOUS DATES DURING THE OFFER PERIOD AS PER SCHEDULE APPENDED TO THE BOTTOM OF THIS DISCLOSURE)
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" YES HOME RETAIL GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: 2.875%-STP CNV SUB PERP GBP
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 3,400,000 1.360 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0
TOTAL: 3,400,000 1.360 0 0
Class of relevant security: ORD GBP0.28571428
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 6,740,460 0.350 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0
TOTAL: 6,740,460 0.350 0 0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and
other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
2.875%-STP CNV SUB PERP GBP ORD GBP0.28571428 SALE SALE 1,600,000 4,200 GBP1.000000 GBP2.909000
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 APRIL 2016
Contact name: NEIL WHITTAKER
Telephone number: 01603 684420
Telephone number:
01603 684420
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
ADDITIONAL DEALINGS DURING THE OFFER PERIOD:-
Date Class of relevant security Purchase/sale Number of securities Price per unit
02/03/2016 03/03/2016 01/04/2016 04/04/2016 11/02/2016 11/02/2016 ORD GBP0.28571428 ORD GBP0.28571428 ORD GBP0.28571428 ORD GBP0.28571428 2.875%-STP CNV SUB PERP GBP 2.875%-STP CNV SUB PERP GBP PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE 29,200 5,860 24,700 12,430 2,000,000 3,000,000 GBP2.620000 GBP2.643000 GBP2.766000 GBP2.768000 GBP0.894685 GBP0.895380
This information is provided by RNS
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