REG - BkofA Merrill Lynch Sainsbury(J) PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SBRY.L</Origin>
15/03/2016 17:05
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RNS Number : 2029S
Bank of America Merrill Lynch
15 March 2016
FORM 8.5 (EPT/RI)
*AMENDMENT
FORM 8 AMENDMENT
The Form 8.5 - J Sainsbury PLC announcement released on 10/03/2016 at 11:52am
under RNS No 7051R has been amended.
Amendments are identified with an asterisk (*).
The full amended text is shown below.
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose J Sainsbury PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is connected: Home Retail Group PLC
(d) Date dealing undertaken: 09/03/2016
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer? (Home Retail Group PLC)
If it is a cash offer or possible cash offer, state "N/A"
(c)
Name of the party to the offer with which exempt principal trader is
connected:
Home Retail Group PLC
(d) Date dealing undertaken:
09/03/2016
(e) In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
YES
If YES, specify which:
(Home Retail Group PLC)
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B019KW72 Purchase 1,126,014 2.704 GBP 2.652 GBP
Common - ISIN GB00B019KW72 Sale *1,265,441 2.704 GBP 2.653 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per unit
relevant security e.g. CFD e.g. opening/closing a
long/short position, increasing/reducing a
long/short position
Common - ISIN GB00B019KW72 Swaps Long 1,199 2.671 GBP
Common - ISIN GB00B019KW72 Swaps Short 78,530 2.678 GBP
Common - ISIN GB00B019KW72 Swaps Long 2,940 2.671 GBP
Common - ISIN GB00B019KW72 Swaps Short 4,452 2.683 GBP
Common - ISIN GB00B019KW72 Swaps Long 3,309 2.668 GBP
Common - ISIN GB00B019KW72 Swaps Long *12,379 2.677GBP
Common - ISIN GB00B019KW72 Swaps Short 674 2.683 GBP
Common - ISIN GB00B019KW72 Swaps Short 599,501 2.676 GBP
Common - ISIN GB00B019KW72 Swaps Short 369 2.676 GBP
Common - ISIN GB00B019KW72 Swaps Long 604,012 2.676 GBP
Common - ISIN GB00B019KW72 Swaps Long 689 2.69 GBP
Common - ISIN GB00B019KW72 Swaps Long 880 2.694 GBP
Common - ISIN GB00B019KW72 Swaps Long 2,867 2.69 GBP
Common - ISIN GB00B019KW72 Swaps Short 7,181 2.666 GBP
Common - ISIN GB00B019KW72 Swaps Long 66,987 2.69 GBP
Common - ISIN GB00B019KW72 Swaps Short 2,403 2.666 GBP
Common - ISIN GB00B019KW72 Swaps Short 11,106 2.681 GBP
Common - ISIN GB00B019KW72 Swaps Long 29,494 2.693 GBP
Common - ISIN GB00B019KW72 Swaps Short 364 2.666 GBP
Common - ISIN GB00B019KW72 Swaps Short 2,096 2.665 GBP
Common - ISIN GB00B019KW72 Swaps Short 1,475 2.659 GBP
Common - ISIN GB00B019KW72 Swaps Short 68 2.665 GBP
Common - ISIN GB00B019KW72 Swaps Short 97 2.668 GBP
Common - ISIN GB00B019KW72 Swaps Short 622 2.664 GBP
Common - ISIN GB00B019KW72 Swaps Short 763 2.664 GBP
Common - ISIN GB00B019KW72 Swaps Short 297 2.654 GBP
Common - ISIN GB00B019KW72 Swaps Short 572 2.668 GBP
Common - ISIN GB00B019KW72 Swaps Short 282 2.664 GBP
Common - ISIN GB00B019KW72 Swaps Long 8,128 2.695 GBP
Common - ISIN GB00B019KW72 Swaps Short 624 2.664 GBP
Common - ISIN GB00B019KW72 Swaps Short 13 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 362 2.659 GBP
Common - ISIN GB00B019KW72 Swaps Short 3,634 2.66 GBP
Common - ISIN GB00B019KW72 Swaps Short 24 2.673 GBP
Common - ISIN GB00B019KW72 Swaps Long 2,128 2.666 GBP
Common - ISIN GB00B019KW72 Swaps Short 2,128 2.662 GBP
Common - ISIN GB00B019KW72 Swaps Short 1,434 2.671 GBP
Common - ISIN GB00B019KW72 Swaps Long 2,915 2.682 GBP
Common - ISIN GB00B019KW72 Swaps Short 614 2.671 GBP
Common - ISIN GB00B019KW72 Swaps Short 28,229 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 27,961 2.66 GBP
Common - ISIN GB00B019KW72 Swaps Short 4,146 2.674 GBP
Common - ISIN GB00B019KW72 Swaps Long 142,232 2.677 GBP
Common - ISIN GB00B019KW72 Swaps Long 100,628 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 179,591 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 1,300,061 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 61,348 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 24,701 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 23,689 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Long 309,982 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 1,300,061 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 179,591 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 100,628 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 23,689 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 24,701 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 61,348 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 309,982 2.403 GBP
Common - ISIN GB00B019KW72 Swaps Short 1,402 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 671,837 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 12,166 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 60,610 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 11,657 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 124,359 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 1,293 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 853 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 2,433 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 26,320 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Short 87,070 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 671,837 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 124,359 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 11,657 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 1,402 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 12,166 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 60,610 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 853 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 1,293 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 26,320 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 2,433 2.669 GBP
Common - ISIN GB00B019KW72 Swaps Long 87,070 2.669 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product description e.g. call option Writing, purchasing, selling, varying etc. Number Exercise Type Expiry date Option money paid/ received per unit
of of price e.g. American, European etc.
relevant security securities to which option relates per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04/02/2016
Contact name: Kim Oakley
Telephone number: 0207 996 0275
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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