REG - Citadel Group Sainsbury(J) PLC - Form 8.3 - J Sainsbury Plc <Origin Href="QuoteRef">SBRY.L</Origin> - Part 1

J SainsburyAnnouncement

11/08/2016 15:05

RNS Number : 9626G
Citadel Group
11 August 2016



















FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% 
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION





















(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions 
 disclosed, if different from 1(a):
The naming of nominee or vehicle companies is 
 insufficient. For a trust, the trustee(s), settlor and 
 beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant
 securities this form relates:
Use a separate form for each offeror/offeree
J SAINSBURY PLC
(d) If an exempt fund manager connected with an
 offeror/offeree, state this and specify identity of 
 offeror/offeree:

(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest 
practicable date prior to the disclosure
10 August, 2016
(f) In addition to the company in 1(c) above, is the 
 discloser making disclosures in respect of any other 
 party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
HOME RETAIL GROUP





















2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)



















Class of relevant security:
Convertible Bond ISIN XS1268412993

Interests
Short Positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
6,000,000
2.40
0
0.00
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
 TOTAL:
6,000,000
2.40
0
0.00





Class of relevant security:
Common Stock ISIN GB00B019KW72

Interests
Short Positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
125,653
0.01
0
0.00
(2) Cash-settled derivatives:
0
0.00
21,949,265
1.14
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
 TOTAL:
125,653
0.01
21,949,265
1.14
























All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)




















Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:





















3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales




















Class of relevant security
ISIN GB00B019KW72
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
6,183
2.335 GBP
Common Stock
Purchase
5,814
2.336 GBP
Common Stock
Purchase
14,122
2.337 GBP
Common Stock
Purchase
10,044
2.338 GBP
Common Stock
Purchase
59,423
2.339 GBP
Common Stock
Purchase
46,382
2.34 GBP
Common Stock
Purchase
60,320
2.341 GBP
Common Stock
Purchase
49,929
2.342 GBP
Common Stock
Purchase
16,332
2.343 GBP
Common Stock
Purchase
80,040
2.344 GBP
Common Stock
Purchase
78,941
2.345 GBP
Common Stock
Purchase
30,729
2.346 GBP
Common Stock
Purchase
36,252
2.347 GBP
Common Stock
Purchase
41,895
2.348 GBP
Common Stock
Purchase
23,575
2.349 GBP
Common Stock
Purchase
57,800
2.35 GBP
Common Stock
Purchase
37,866
2.351 GBP
Common Stock
Purchase
22,114
2.352 GBP
Common Stock
Purchase
31,264
2.353 GBP
Common Stock
Purchase
6,543
2.354 GBP
Common Stock
Purchase
9,023
2.355 GBP
Common Stock
Purchase
4,974
2.356 GBP
Common Stock
Purchase
5,923
2.357 GBP
Common Stock
Purchase
10,037
2.358 GBP
Common Stock
Purchase
14,506
2.359 GBP
Common Stock
Purchase
3,923
2.36 GBP
Common Stock
Purchase
10,903
2.361 GBP
Common Stock
Purchase
10,814
2.362 GBP
Common Stock
Purchase
13,999
2.363 GBP
Common Stock
Purchase
9,356
2.364 GBP
Common Stock
Purchase
14,908
2.366 GBP
Common Stock
Purchase
6,489
2.367 GBP
Common Stock
Sale
-933
2.337 GBP
Common Stock
Sale
-29,634
2.338 GBP
Common Stock
Sale
-56,899
2.339 GBP
Common Stock
Sale
-65,457
2.34 GBP
Common Stock
Sale
-70,405
2.341 GBP
Common Stock
Sale
-23,953
2.342 GBP
Common Stock
Sale
-7,492
2.343 GBP
Common Stock
Sale
-37,927
2.344 GBP
Common Stock
Sale
-66,277
2.345 GBP
Common Stock
Sale
-49,963
2.346 GBP
Common Stock
Sale
-35,216
2.347 GBP
Common Stock
Sale
-27,979
2.348 GBP
Common Stock
Sale
-56,726
2.349 GBP
Common Stock
Sale
-47,347
2.35 GBP
Common Stock
Sale
-23,637
2.351 GBP
Common Stock
Sale
-24,454
2.352 GBP
Common Stock
Sale
-2,051
2.353 GBP
Common Stock
Sale
-6,320
2.354 GBP
Common Stock
Sale
-17,175
2.355 GBP
Common Stock
Sale
-6,951
2.356 GBP
Common Stock
Sale
-15,101
2.357 GBP
Common Stock
Sale
-14,858
2.358 GBP
Common Stock
Sale
-15,699
2.359 GBP
Common Stock
Sale
-10,803
2.361 GBP
Common Stock
Sale
-1,000
2.362 GBP
Common Stock
Sale
-1,290
2.363 GBP
Common Stock
Sale
-3,700
2.364 GBP
Common Stock
Sale
-2,745
2.365 GBP
Common Stock
Sale
-6,461
2.366 GBP
Common Stock
Sale
-12,036
2.367 GBP
Common Stock
Sale
-6,605
2.368 GBP





















(b) Cash-settled derivative transactions



















Class of relevant security
ISIN GB00B019KW72
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Common Stock
CFD
Increasing short position
-10,116
2.339064 GBP
Common Stock
CFD
Increasing short position
-3,922
2.339064 GBP
Common Stock
CFD
Increasing short position
-157
2.3395 GBP
Common Stock
CFD
Increasing short position
-61
2.3395 GBP
Common Stock
CFD
Increasing short position
-23,058
2.340358 GBP
Common Stock
CFD
Increasing short position
-8,939
2.340358 GBP
Common Stock
CFD
Increasing short position
-2,537
2.349603 GBP
Common Stock
CFD
Increasing short position
-3,654
2.351224 GBP
Common Stock
CFD
Increasing short position
-1,422
2.351227 GBP
Common Stock
CFD
Increasing short position
-3,836
2.351577 GBP
Common Stock
CFD
Increasing short position
-15,658
2.358612 GBP
Common Stock
CFD
Reducing short position
1,391
2.337 GBP
Common Stock
CFD
Reducing short position
1,316
2.338964 GBP
Common Stock
CFD
Reducing short position
15,488
2.338964 GBP
Common Stock
CFD
Reducing short position
6,637
2.34224 GBP
Common Stock
CFD
Reducing short position
20,234
2.34224 GBP
Common Stock
CFD
Reducing short position
10,017
2.346922 GBP
Common Stock
CFD
Reducing short position
10,800
2.346922 GBP
Common Stock
CFD
Reducing short position
17,065
2.346922 GBP
Common Stock
CFD
Reducing short position
24,746
2.346922 GBP























(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying






















Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit























(ii) Exercise




















Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
























(d) Other dealings (including subscribing for new securities)



















Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)























4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements


















Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None


















(b) Agreements, arrangements or understandings relating to options or derivatives


















Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None

















(c) Attachments

















Is a Supplemental Form 8 (Open Positions) attached?
NO


















Date of disclosure:
11 August, 2016
Contact name:
Alasdair Putt
Telephone number:
020 7645 9700


















Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

















This information is provided by RNS
The company news service from the London Stock Exchange
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