REG - Citadel Group Sainsbury(J) PLC - Form 8.3 - J Sainsbury Plc <Origin Href="QuoteRef">SBRY.L</Origin> - Part 1

J SainsburyAnnouncement

19/08/2016 11:35

RNS Number : 2068H
Citadel Group
15 August 2016



















FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% 
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION





















(a) Full name of discloser:
Citadel Group
(b) Owner or controller of interests and short positions 
 disclosed, if different from 1(a):
The naming of nominee or vehicle companies is 
 insufficient. For a trust, the trustee(s), settlor and 
 beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant
 securities this form relates:
Use a separate form for each offeror/offeree
J SAINSBURY PLC
(d) If an exempt fund manager connected with an
 offeror/offeree, state this and specify identity of 
 offeror/offeree:

(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest 
practicable date prior to the disclosure
12 August, 2016
(f) In addition to the company in 1(c) above, is the 
 discloser making disclosures in respect of any other 
 party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
HOME RETAIL GROUP





















2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)



















Class of relevant security:
Convertible Bond ISIN XS1268412993

Interests
Short Positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
6,000,000
2.40
0
0.00
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
 TOTAL:
6,000,000
2.40
0
0.00





Class of relevant security:
Common Stock ISIN GB00B019KW72

Interests
Short Positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
73,127
0.00
0
0.00
(2) Cash-settled derivatives:
0
0.00
22,111,711
1.15
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
 TOTAL:
73,127
0.00
22,111,711
1.15
























All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)




















Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:





















3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales




















Class of relevant security
ISIN GB00B019KW72
Purchase/sale
Number of securities
Price per unit
Common Stock
Purchase
5,686
2.32 GBP
Common Stock
Purchase
39
2.321 GBP
Common Stock
Purchase
3,152
2.322 GBP
Common Stock
Purchase
601
2.323 GBP
Common Stock
Purchase
1,023
2.325 GBP
Common Stock
Purchase
1,706
2.326 GBP
Common Stock
Purchase
3,000
2.328 GBP
Common Stock
Purchase
1,000
2.33 GBP
Common Stock
Purchase
3,000
2.331 GBP
Common Stock
Purchase
405
2.333 GBP
Common Stock
Purchase
307
2.334 GBP
Common Stock
Purchase
165
2.335 GBP
Common Stock
Purchase
1,270
2.336 GBP
Common Stock
Purchase
3,768
2.337 GBP
Common Stock
Purchase
1,000
2.338 GBP
Common Stock
Purchase
3,717
2.343 GBP
Common Stock
Purchase
14,238
2.344 GBP
Common Stock
Purchase
7,891
2.345 GBP
Common Stock
Purchase
3,247
2.346 GBP
Common Stock
Purchase
9,148
2.348 GBP
Common Stock
Purchase
9,828
2.349 GBP
Common Stock
Purchase
10,054
2.35 GBP
Common Stock
Purchase
3,504
2.351 GBP
Common Stock
Purchase
2,514
2.352 GBP
Common Stock
Purchase
1,000
2.353 GBP
Common Stock
Purchase
10,156
2.354 GBP
Common Stock
Purchase
5,548
2.355 GBP
Common Stock
Purchase
14,543
2.356 GBP
Common Stock
Purchase
34,885
2.357 GBP
Common Stock
Purchase
17,992
2.358 GBP
Common Stock
Purchase
13,439
2.359 GBP
Common Stock
Purchase
20,387
2.36 GBP
Common Stock
Purchase
15,792
2.361 GBP
Common Stock
Purchase
28,284
2.362 GBP
Common Stock
Purchase
23,895
2.363 GBP
Common Stock
Purchase
22,855
2.364 GBP
Common Stock
Purchase
40,927
2.365 GBP
Common Stock
Purchase
11,196
2.366 GBP
Common Stock
Purchase
8,962
2.367 GBP
Common Stock
Purchase
40,495
2.368 GBP
Common Stock
Purchase
36,796
2.369 GBP
Common Stock
Purchase
43,203
2.37 GBP
Common Stock
Purchase
14,175
2.371 GBP
Common Stock
Purchase
33,630
2.372 GBP
Common Stock
Purchase
25,103
2.373 GBP
Common Stock
Purchase
42,102
2.374 GBP
Common Stock
Purchase
20,196
2.375 GBP
Common Stock
Purchase
95,227
2.376 GBP
Common Stock
Purchase
18,042
2.377 GBP
Common Stock
Purchase
6,566
2.378 GBP
Common Stock
Purchase
33,701
2.379 GBP
Common Stock
Purchase
17,096
2.38 GBP
Common Stock
Purchase
49,480
2.381 GBP
Common Stock
Purchase
21,319
2.382 GBP
Common Stock
Purchase
7,265
2.383 GBP
Common Stock
Purchase
10,299
2.384 GBP
Common Stock
Purchase
3,825
2.385 GBP
Common Stock
Purchase
16,559
2.386 GBP
Common Stock
Sale
-1,027
2.319 GBP
Common Stock
Sale
-5,654
2.321 GBP
Common Stock
Sale
-1,400
2.322 GBP
Common Stock
Sale
-2,240
2.323 GBP
Common Stock
Sale
-1,426
2.325 GBP
Common Stock
Sale
-7,086
2.326 GBP
Common Stock
Sale
-1,075
2.331 GBP
Common Stock
Sale
-1,363
2.332 GBP
Common Stock
Sale
-5,211
2.334 GBP
Common Stock
Sale
-4,608
2.335 GBP
Common Stock
Sale
-1,871
2.336 GBP
Common Stock
Sale
-7,056
2.337 GBP
Common Stock
Sale
-2
2.338 GBP
Common Stock
Sale
-579
2.339 GBP
Common Stock
Sale
-961
2.341 GBP
Common Stock
Sale
-579
2.342 GBP
Common Stock
Sale
-7,024
2.343 GBP
Common Stock
Sale
-3,539
2.344 GBP
Common Stock
Sale
-4,941
2.345 GBP
Common Stock
Sale
-12,035
2.346 GBP
Common Stock
Sale
-4,954
2.347 GBP
Common Stock
Sale
-12,741
2.348 GBP
Common Stock
Sale
-9,684
2.349 GBP
Common Stock
Sale
-17
2.35 GBP
Common Stock
Sale
-9,864
2.351 GBP
Common Stock
Sale
-5,715
2.352 GBP
Common Stock
Sale
-6,851
2.353 GBP
Common Stock
Sale
-6,816
2.355 GBP
Common Stock
Sale
-7,697
2.356 GBP
Common Stock
Sale
-6,153
2.358 GBP
Common Stock
Sale
-15,839
2.359 GBP
Common Stock
Sale
-23,270
2.36 GBP
Common Stock
Sale
-30,291
2.361 GBP
Common Stock
Sale
-42,527
2.362 GBP
Common Stock
Sale
-28,943
2.363 GBP
Common Stock
Sale
-15,137
2.364 GBP
Common Stock
Sale
-34,532
2.365 GBP
Common Stock
Sale
-54,582
2.366 GBP
Common Stock
Sale
-30,486
2.367 GBP
Common Stock
Sale
-2,571
2.368 GBP
Common Stock
Sale
-22,561
2.369 GBP
Common Stock
Sale
-19,301
2.37 GBP
Common Stock
Sale
-37,785
2.371 GBP
Common Stock
Sale
-29,151
2.372 GBP
Common Stock
Sale
-28,766
2.373 GBP
Common Stock
Sale
-44,866
2.374 GBP
Common Stock
Sale
-48,455
2.375 GBP
Common Stock
Sale
-28,504
2.376 GBP
Common Stock
Sale
-27,643
2.377 GBP
Common Stock
Sale
-77,148
2.378 GBP
Common Stock
Sale
-49,055
2.379 GBP
Common Stock
Sale
-39,007
2.38 GBP
Common Stock
Sale
-25,885
2.381 GBP
Common Stock
Sale
-21,757
2.382 GBP
Common Stock
Sale
-7,280
2.383 GBP
Common Stock
Sale
-15,817
2.384 GBP
Common Stock
Sale
-6,747
2.385 GBP





















(b) Cash-settled derivative transactions



















Class of relevant security
ISIN GB00B019KW72
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Common Stock
CFD
Increasing short position
-3,879
2.352087 GBP
Common Stock
CFD
Increasing short position
-38,278
2.364539 GBP
Common Stock
CFD
Increasing short position
-5,936
2.364539 GBP
Common Stock
CFD
Increasing short position
-13,593
2.364707 GBP
Common Stock
CFD
Increasing short position
-3,141
2.364707 GBP
Common Stock
CFD
Increasing short position
-33,101
2.366784 GBP
Common Stock
CFD
Increasing short position
-21,158
2.366825 GBP
Common Stock
CFD
Increasing short position
-565
2.380779 GBP
Common Stock
CFD
Reducing short position
3,141
2.36078 GBP
Common Stock
CFD
Reducing short position
5,936
2.361157 GBP
Common Stock
CFD
Reducing short position
565
2.371 GBP























(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying






















Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit























(ii) Exercise




















Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
























(d) Other dealings (including subscribing for new securities)



















Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)























4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements


















Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None


















(b) Agreements, arrangements or understandings relating to options or derivatives


















Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None

















(c) Attachments

















Is a Supplemental Form 8 (Open Positions) attached?
NO


















Date of disclosure:
15 August, 2016
Contact name:
Alasdair Putt
Telephone number:
020 7645 9700


















Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

















This information is provided by RNS
The company news service from the London Stock Exchange
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