REG - D E Shaw & Co LP Home Retail Grp Plc Sainsbury(J) PLC - Form 8.3 - J Sainsbury Plc <Origin Href="QuoteRef">HOME.L</Origin> <Origin Href="QuoteRef">SBRY.L</Origin>

J SainsburyAnnouncement

07/01/2016 15:00

RNS Number : 1897L
D E Shaw & Co LP
07 January 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed:
D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
J Sainsbury Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
January 06, 2016
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
Yes: Home Retail Group Plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
28 4/7p ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:




(2) Derivatives (other than options):
135
0.00
5,967,378
0.31
(3) Options and agreements to purchase/sell:




 TOTAL:
135
0.00
5,967,378
0.31
Class of relevant security:
Perpetual convertible bonds
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:




(2) Derivatives (other than options):
17,000,000
6.80


(3) Options and agreements to purchase/sell:




 TOTAL:
17,000,000
6.80


All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit




(b) Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
28 4/7p ordinary
Swap
Increasing a long position
1,980
GBP 2.415
28 4/7p ordinary
Swap
Increasing a long position
2,309
GBP 2.417
28 4/7p ordinary
Swap
Increasing a long position
11,979
GBP 2.420
28 4/7p ordinary
Swap
Increasing a long position
3,447
GBP 2.421
28 4/7p ordinary
Swap
Increasing a long position
1,250
GBP 2.422
28 4/7p ordinary
Swap
Increasing a long position
2,378
GBP 2.425
28 4/7p ordinary
Swap
Increasing a long position
5,672
GBP 2.427
28 4/7p ordinary
Swap
Increasing a long position
1,200
GBP 2.430
28 4/7p ordinary
Swap
Increasing a long position
2,328
GBP 2.435
28 4/7p ordinary
Swap
Increasing a long position
2,672
GBP 2.436
28 4/7p ordinary
Swap
Increasing a long position
10,223
GBP 2.412
28 4/7p ordinary
Swap
Increasing a long position
14,167
GBP 2.416
28 4/7p ordinary
Swap
Increasing a long position
730
GBP 2.446
28 4/7p ordinary
Swap
Increasing a long position
262
GBP 2.450
28 4/7p ordinary
Swap
Increasing a long position
450
GBP 2.453
28 4/7p ordinary
Swap
Increasing a long position
1,250
GBP 2.431
28 4/7p ordinary
Swap
Increasing a long position
1,083
GBP 2.410
28 4/7p ordinary
Swap
Increasing a long position
847
GBP 2.429
28 4/7p ordinary
Swap
Increasing a long position
13,305
GBP 2.414
28 4/7p ordinary
Swap
Increasing a long position
5,728
GBP 2.418
28 4/7p ordinary
Swap
Increasing a long position
2,767
GBP 2.398
28 4/7p ordinary
Swap
Increasing a long position
8,152
GBP 2.401
28 4/7p ordinary
Swap
Increasing a long position
2,647
GBP 2.399
28 4/7p ordinary
Swap
Increasing a long position
1,410
GBP 2.405
28 4/7p ordinary
Swap
Increasing a long position
1,667
GBP 2.419
28 4/7p ordinary
Swap
Increasing a long position
11,446
GBP 2.409
28 4/7p ordinary
Swap
Increasing a long position
3,320
GBP 2.413
28 4/7p ordinary
Swap
Increasing a long position
10,600
GBP 2.411
28 4/7p ordinary
Swap
Reducing a long position
898
GBP 2.437
28 4/7p ordinary
Swap
Reducing a long position
1,350
GBP 2.438
28 4/7p ordinary
Swap
Reducing a long position
900
GBP 2.444
28 4/7p ordinary
Swap
Reducing a long position
4,368
GBP 2.412
28 4/7p ordinary
Swap
Reducing a long position
897
GBP 2.448
28 4/7p ordinary
Swap
Reducing a long position
2,280
GBP 2.408
28 4/7p ordinary
Swap
Reducing a long position
900
GBP 2.409
28 4/7p ordinary
Swap
Reducing a long position
800
GBP 2.413
28 4/7p ordinary
Swap
Reducing a long position
2,500
GBP 2.411
28 4/7p ordinary
Swap
Reducing a long position
3,543
GBP 2.415
28 4/7p ordinary
Swap
Reducing a long position
2,665
GBP 2.417
28 4/7p ordinary
Swap
Reducing a long position
1,813
GBP 2.421
28 4/7p ordinary
Swap
Reducing a long position
3,391
GBP 2.422
28 4/7p ordinary
Swap
Reducing a long position
5,209
GBP 2.423
28 4/7p ordinary
Swap
Reducing a long position
5,253
GBP 2.424
28 4/7p ordinary
Swap
Reducing a long position
12,036
GBP 2.425
28 4/7p ordinary
Swap
Reducing a long position
3,000
GBP 2.426
28 4/7p ordinary
Swap
Reducing a long position
1,314
GBP 2.427
28 4/7p ordinary
Swap
Reducing a long position
1,211
GBP 2.428
28 4/7p ordinary
Swap
Reducing a long position
1,091
GBP 2.444
28 4/7p ordinary
Swap
Reducing a long position
895
GBP 2.460
28 4/7p ordinary
Swap
Reducing a long position
10,228
GBP 2.412
28 4/7p ordinary
Swap
Reducing a long position
2,555
GBP 2.416
28 4/7p ordinary
Swap
Reducing a long position
1,771
GBP 2.453
28 4/7p ordinary
Swap
Reducing a long position
8,666
GBP 2.41
28 4/7p ordinary
Swap
Reducing a long position
1,822
GBP 2.414
28 4/7p ordinary
Swap
Reducing a long position
2,500
GBP 2.418
28 4/7p ordinary
Swap
Reducing a long position
2,400
GBP 2.401
28 4/7p ordinary
Swap
Reducing a long position
7,417
GBP 2.400
28 4/7p ordinary
Swap
Reducing a long position
600
GBP 2.402
28 4/7p ordinary
Swap
Reducing a long position
3,730
GBP 2.403
28 4/7p ordinary
Swap
Reducing a long position
1,249
GBP 2.405
28 4/7p ordinary
Swap
Reducing a long position
5,488
GBP 2.408
28 4/7p ordinary
Swap
Reducing a long position
2,039
GBP 2.407
28 4/7p ordinary
Swap
Reducing a long position
2,253
GBP 2.419
28 4/7p ordinary
Swap
Reducing a long position
69
GBP 2.409
28 4/7p ordinary
Swap
Reducing a long position
12,818
GBP 2.413
28 4/7p ordinary
Swap
Reducing a long position
3,512
GBP 2.411
28 4/7p ordinary
Swap
Increasing a short position
6,894
GBP 2.415
28 4/7p ordinary
Swap
Increasing a short position
5,284
GBP 2.417
28 4/7p ordinary
Swap
Increasing a short position
200
GBP 2.420
28 4/7p ordinary
Swap
Increasing a short position
300
GBP 2.421
28 4/7p ordinary
Swap
Increasing a short position
400
GBP 2.401
28 4/7p ordinary
Swap
Increasing a short position
4,409
GBP 2.402
28 4/7p ordinary
Swap
Increasing a short position
3,185
GBP 2.403
28 4/7p ordinary
Swap
Increasing a short position
3,013
GBP 2.407
28 4/7p ordinary
Swap
Increasing a short position
1,440
GBP 2.408
28 4/7p ordinary
Swap
Increasing a short position
3,167
GBP 2.409
28 4/7p ordinary
Swap
Increasing a short position
11,524
GBP 2.410
28 4/7p ordinary
Swap
Increasing a short position
9,304
GBP 2.411
28 4/7p ordinary
Swap
Increasing a short position
15,248
GBP 2.412
28 4/7p ordinary
Swap
Increasing a short position
9,167
GBP 2.413
28 4/7p ordinary
Swap
Increasing a short position
3,526
GBP 2.414
28 4/7p ordinary
Swap
Increasing a short position
5,403
GBP 2.418
28 4/7p ordinary
Swap
Increasing a short position
581
GBP 2.399
28 4/7p ordinary
Swap
Increasing a short position
39
GBP 2.400
28 4/7p ordinary
Swap
Increasing a short position
3,760
GBP 2.405
28 4/7p ordinary
Swap
Increasing a short position
9,118
GBP 2.406
28 4/7p ordinary
Swap
Increasing a short position
1,272
GBP 2.416
28 4/7p ordinary
Swap
Increasing a short position
6,079
GBP 2.419
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.415
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.417
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.420
28 4/7p ordinary
Swap
Reducing a short position
2,417
GBP 2.421
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.422
28 4/7p ordinary
Swap
Reducing a short position
1,996
GBP 2.423
28 4/7p ordinary
Swap
Reducing a short position
4,066
GBP 2.424
28 4/7p ordinary
Swap
Reducing a short position
4,834
GBP 2.425
28 4/7p ordinary
Swap
Reducing a short position
1,730
GBP 2.426
28 4/7p ordinary
Swap
Reducing a short position
2,412
GBP 2.427
28 4/7p ordinary
Swap
Reducing a short position
24,235
GBP 2.428
28 4/7p ordinary
Swap
Reducing a short position
500
GBP 2.430
28 4/7p ordinary
Swap
Reducing a short position
1,250
GBP 2.431
28 4/7p ordinary
Swap
Reducing a short position
273
GBP 2.438
28 4/7p ordinary
Swap
Reducing a short position
73
GBP 2.443
28 4/7p ordinary
Swap
Reducing a short position
1,183
GBP 2.444
28 4/7p ordinary
Swap
Reducing a short position
1,004
GBP 2.451
28 4/7p ordinary
Swap
Reducing a short position
3,062
GBP 2.455
28 4/7p ordinary
Swap
Reducing a short position
197
GBP 2.456
28 4/7p ordinary
Swap
Reducing a short position
3
GBP 2.458
28 4/7p ordinary
Swap
Reducing a short position
500
GBP 2.407
28 4/7p ordinary
Swap
Reducing a short position
400
GBP 2.408
28 4/7p ordinary
Swap
Reducing a short position
9,605
GBP 2.409
28 4/7p ordinary
Swap
Reducing a short position
3,869
GBP 2.410
28 4/7p ordinary
Swap
Reducing a short position
200
GBP 2.414
28 4/7p ordinary
Swap
Reducing a short position
400
GBP 2.418
28 4/7p ordinary
Swap
Reducing a short position
1,450
GBP 2.429
28 4/7p ordinary
Swap
Reducing a short position
327
GBP 2.446
28 4/7p ordinary
Swap
Reducing a short position
1,552
GBP 2.448
28 4/7p ordinary
Swap
Reducing a short position
1,550
GBP 2.449
28 4/7p ordinary
Swap
Reducing a short position
400
GBP 2.450
28 4/7p ordinary
Swap
Reducing a short position
946
GBP 2.453
28 4/7p ordinary
Swap
Reducing a short position
181
GBP 2.454
28 4/7p ordinary
Swap
Reducing a short position
1,320
GBP 2.463
28 4/7p ordinary
Swap
Reducing a short position
1,775
GBP 2.440
28 4/7p ordinary
Swap
Reducing a short position
3,900
GBP 2.466
28 4/7p ordinary
Swap
Reducing a short position
300
GBP 2.416
28 4/7p ordinary
Swap
Reducing a short position
300
GBP 2.419
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
January 07, 2016
Contact name:
Kevin Krist (Compliance Department)
Telephone number:
+44 (0) 20 7409 4420
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
.

This information is provided by RNS
The company news service from the London Stock Exchange
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